Search for: "U.S. Commodity Futures Trading v. U.S. Ventures"
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17 Dec 2013, 9:42 am
The Rules also exempt trading activities of foreign banks as long as the trading decisions and principal risk occurs outside of the U.S. [read post]
21 Apr 2014, 2:44 pm
Stafford v. [read post]
26 Jun 2012, 4:56 pm
Per the court, Winsome sent nearly $25 million to US Ventures, which allegedly bilked investors while claiming to be involved in commodity trading. [read post]
30 Apr 2018, 2:19 pm
Commodity Futures Trading Commission in Commodity Futures Trading Commission v. [read post]
13 Feb 2024, 9:09 am
Of the 23 Exemptions, the following are relevant to entities that operate in the investment management space: Any broker or dealer of securities that is registered under Section 15 of the Securities Exchange Act of 1934 (the “Exchange Act”); Any entity registered with the SEC under the Exchange Act; An investment company under Section 3 of the Investment Company Act and registered with the SEC; An RIA (please note that state registered investment advisers and ERAs that are… [read post]
15 Jan 2014, 12:11 am
The various regulators investigating the issue include the U.S. [read post]
18 Jul 2014, 10:40 am
The IRS and U.S. [read post]
1 Sep 2017, 6:49 am
" Dillard also represented that the trust wanted the ability to trade stocks, options, and commodity futures on margin. [read post]
25 May 2022, 9:01 pm
The Pandemic Guidance applies to all publicly traded companies. [read post]
15 Dec 2022, 8:00 am
In November, the U.S. [read post]
15 Dec 2022, 4:00 am
In November, the U.S. [read post]
12 Jul 2018, 8:53 am
On May 21, 2018, the Commodity Futures Trading Commission (“CFTC”) Division of Market Oversight and the Division of Clearing and Risk issued an advisory regarding virtual currency derivative products. [read post]
22 Dec 2020, 9:43 am
December 16, 2020 Clients, Friends, Associates: As we prepare for a new year, we also reflect on an eventful, sometimes chaotic, 2020, dominated by the emergence of the novel coronavirus (“COVID-19”). [read post]
19 Apr 2024, 9:27 am
For more information on SEC v. [read post]
16 Apr 2020, 4:55 am
On March 24, U.S. [read post]
12 Dec 2017, 4:36 pm
These coins or tokens come with particular rights, such as: a right to access to a future service once the ICO is launched; a right to redeem the token for a currency or service; or a right to receive future profits from the company (like a dividend). [read post]
7 Jun 2018, 3:01 pm
And a group of established oil and gas companies, including BP and Shell, plan to launch a blockchain-based platform for energy commodities trading by the end of the year. [read post]
11 Jul 2013, 6:19 pm
Yet, as its critics argue, this is still a Marxist approach to property and its relationship to individuals and collective ownership.[20] The process has not been without deep division within the Chinese Communist Party at times, as different groups advance distinct visions of the future course of development of Marxi [read post]
11 May 2023, 5:01 am
Legal Arguments in the Texas Suit In their motion for summary judgment, plaintiffs in Joseph Van Loon et al. v. [read post]
24 Oct 2019, 2:40 pm
**************************** This month the U.S. [read post]
