Search for: "U.S. SECURITIES AND EXCHANGE COMMISSION"
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1 Mar 2024, 8:24 am
Securities and Exchange Commission (SEC) Office of the Whistleblower posted a Notice of Covered Action (NoCA) for a $100 million settlement with global software company SAP SE over charges of violations of the Foreign Corrupt Practices Act (FCPA). [read post]
1 Mar 2024, 3:14 am
Securities and Exchange Commission’s Proposals to Improve Equity Market Structure (this includes “payment for order flow”) 2. [read post]
1 Mar 2024, 3:00 am
National/Federal Lawmakers Across the U.S. [read post]
29 Feb 2024, 9:01 pm
Securities and Exchange Commission (SEC) proposed ambitious rules relating to artificial intelligence (AI) that have drawn significant commentary and criticism. [read post]
28 Feb 2024, 6:51 am
The Securities and Exchange Commission has charged Paul A. [read post]
28 Feb 2024, 6:32 am
Similarly, some activists were hesitant to jump into the fray until the Securities and Exchange Commission (“SEC”) announced final rules governing its proposed modernization of the Schedule 13D reporting system. [read post]
28 Feb 2024, 6:32 am
Similarly, some activists were hesitant to jump into the fray until the Securities and Exchange Commission (“SEC”) announced final rules governing its proposed modernization of the Schedule 13D reporting system. [read post]
27 Feb 2024, 10:22 am
Securities and Exchange Commission (SEC), the OSC Whistleblower Program offers monetary awards to individuals who voluntarily provide the agency with original information that leads to a successful enforcement action. [read post]
27 Feb 2024, 4:20 am
” The U.S. [read post]
27 Feb 2024, 4:03 am
Securities and Exchange Commission (SEC), the European Union, and global sustainability summits hint at the impending upheaval in regulatory frameworks that challenge companies to reassess their carbon footprints and ecological impacts more broadly. [read post]
26 Feb 2024, 9:02 pm
Securities and Exchange Commission. [read post]
24 Feb 2024, 7:00 am
., the U.S. offers awards to financial whistleblowers through whistleblower programs like the one administered by the Securities and Exchange Commission (SEC). [read post]
23 Feb 2024, 9:05 pm
In an article for the University of Nevada Las Vegas Gaming Law Journal, Matt Jones of the Securities and Exchange Commission and practitioner David E. [read post]
23 Feb 2024, 11:55 am
The Securities and Exchange Commission of the U.S. [read post]
23 Feb 2024, 11:04 am
The Securities and Exchange Commission has charged Tyler Loudon of Houston, Texas, with insider trading ahead of a February 2023 announcement that London-based oil and gas company BP p.l.c. agreed to acquire TravelCenters of America Inc., a full-service truck stop and travel center company headquartered in Ohio. [read post]
22 Feb 2024, 6:30 am
Securities and Exchange Commission’s (SEC) proposed climate-related disclosure rule and the European Union’s (EU) Corporate Sustainability Reporting Directive (CSRD).[1] As discussed below, there is a certain core set of disclosure requirements common to these disclosure regimes, including those relating to the material risks that climate change poses to the company based on the Task Force for Climate Financial Disclosures (TCFD). [read post]
22 Feb 2024, 6:30 am
Securities and Exchange Commission’s (SEC) proposed climate-related disclosure rule and the European Union’s (EU) Corporate Sustainability Reporting Directive (CSRD).[1] As discussed below, there is a certain core set of disclosure requirements common to these disclosure regimes, including those relating to the material risks that climate change poses to the company based on the Task Force for Climate Financial Disclosures (TCFD). [read post]
20 Feb 2024, 11:40 am
Securities and Exchange Commission (“SEC”) and the European Commission in the European Union (“EU”), are grappling with the environmental impacts generated by companies. [read post]
19 Feb 2024, 10:00 pm
This resource includes discussion on existing and proposed disclosure requirements of the Securities and Exchange Commission (SEC) related to material ESG matters. [read post]
19 Feb 2024, 9:05 pm
Securities and Exchange Commission (SEC) recently proposed a rule that would require public companies to identify and disclose to investors climate-related risks, such as a corporation’s greenhouse gas emissions and vulnerability to extreme weather events. [read post]
