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29 Dec 2017, 7:34 am
It no doubt explains why Spotify and China's internet giant Tencent exchanged equity stakes of just under 10 per cent of each other, and why Tencent now has a $2 billion stake in Snapchat. [read post]
1 Sep 2017, 6:49 am
The Parkers asserted that IB's acts and omissions, involving an extreme degree of risk, were grossly negligent, IB had actual awareness of the risk involved, but proceeded with conscious indifference, and IB had violated the Texas Securities Act.[3] The Parkers claimed that IB's breaches of duty had caused them a loss of $725,779 and IB had profited $44,807 in commissions, fees, and interest. [read post]
29 Jul 2017, 5:32 pm
Securities and Exchange Commission that through its "Attorney Network Services," it "coordinate[s] and implement[s] legal collection solutions undertaken on behalf of our clients through the management of nationwide legal resources specializing in collection litigation. [read post]
29 Jul 2017, 9:56 am
, 559 U.S. 542, 552 (2010); Saizan v. [read post]
2 May 2017, 3:44 am
Securities and Exchange Commission, which asks whether a federal statute of limitations on civil penalties and forfeitures applies to disgorgements, warning that “unless the Court is careful, it could end up rewriting the tax law and turning Kokesh’s statute-of-limitations issue into a boon for the federal fisc. [read post]
2 Mar 2017, 5:01 am
Circuit Court of Appeals recently set aside a conviction for securities fraud by the Securities and Exchange Commission (SEC) because the ALJ who decided the case should have been appointed under the Appointments Clause rather than hired by the SEC. [read post]
17 Apr 2016, 8:27 am
Canada actually refused to agree to the U.S. demand for border measures for in-transit goods. [read post]
13 Jan 2015, 8:25 am
Title V of the Act is the Swap Data Repository and ClearinghouseIndemnification Correction Act. [read post]
16 Sep 2014, 8:36 pm
The merger depended upon Securities and Exchange Commission approval of a registration statement on the deal. [read post]
21 Nov 2012, 2:00 am
Supreme Court in Securities & Exchange Commission v. [read post]
2 Oct 2012, 1:08 pm
The Securities and Exchange Commission (SEC) Office of the Whistleblower has today issued seven (7) new Notices of Covered Actions. [read post]
16 May 2012, 7:37 am
Technology Assisted Review Backgrounder - bit.ly/IiTGtb (@OrangeLT) ABA Commission Proposes Ethics Rule Requiring Adequate Data Security – bit.ly/LEqLBX (Scott Loughlin) Are Predictive Coding Disclosures Required? [read post]
13 Apr 2011, 5:35 am
On the same day, the Securities and Exchange Commission filed parallel civil charges against the individuals (SEC v. [read post]
28 Mar 2011, 12:00 am
The report's proposals ultimately failed in the United Nations Security Council, being deemed unsatisfactory to both U.S. and Soviet interests, and the Cold War nuclear arms race was on. [read post]
2 Nov 2010, 5:46 pm
Lead plaintiffs Helen Pitts and Kenneth Roman asked the U.S. [read post]
21 Jul 2010, 11:34 pm
Security is just another view of the same problems. [read post]
1 Feb 2010, 6:36 am
The Numbers and Trends By virtually all statistical measures, the level of enforcement activity has increased substantially under this Commission. [read post]
1 Feb 2010, 3:04 am
ROOTS The Legality of an American Slavery Introduction February 1 is known as National Freedom Day in the U.S. [read post]
20 Nov 2009, 1:39 am
Securities and Exchange Commission Subscription Required U.S. [read post]
15 Oct 2009, 3:07 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKCivil Practice
Court Rejects Improper Alternative Service, Delay Claims Against SEC in its Securities Fraud Action
Securities and Exchange Commission v. [read post]
