Search for: "U.S. v. Cole" Results 61 - 80 of 648
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22 Apr 2019, 4:53 pm by CFM Admin
  Specifically, the SEC will focus on (i) compliance and risks in critical market infrastructure; (ii) retail investors, including seniors and those saving for retirement; (iii) FINRA and MSRB; (iv) cybersecurity; and (v) anti-money laundering programs. [read post]
20 Oct 2023, 2:40 pm by CFM Admin
Cole-Frieman & Mallon LLP was also a proud sponsor of the Help For Children 2023 Denver Golf Tournament in Littleton, Colorado on September 22, 2023. [read post]
4 Jan 2017, 3:55 pm by nedaj
www.colefrieman.com January 4, 2016 Clients, Friends, Associates:While the holiday season is a cause for celebration and reflection, it is also the busiest time of the year for most investment managers. [read post]
5 May 2011, 12:23 pm by webmaster
Mar. 25, 2011) (adopting presumption of reliance as to purported health benefits of yogurt); Cole v. [read post]
27 Oct 2017, 2:16 am by CFM Admin
LedgerX plans to initially offer physically-settled and day-ahead swaps on Bitcoin to U.S. [read post]
20 Sep 2015, 7:27 am by Howard Friedman
LEXIS 122167, (May 27, 2015), and dismissed complaints by African American Hebrew Israelite inmates that they were switched from the pre-packaged kosher meal program to the kosher common fare diet.In Cole v. [read post]
7 May 2014, 2:48 pm by Dennis Crouch
Guest post by Paul Cole, European Patent Attorney, Partner, Lucas & Co; Visiting Professor, Bournemouth University, UK. [read post]
10 Nov 2019, 6:00 pm by Juvan Bonni
Menell as Amici Curiae in Support of Petition for a Writ of Certiorari in Athena Diagnostics v. [read post]