Search for: "U.S. v. Hester*"
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25 Apr 2024, 9:05 pm
The SEC (U.S. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
15 Dec 2023, 4:15 pm
Sandford, and Plessy v. [read post]
24 Oct 2023, 9:01 pm
I’d like to start by returning to a theme that I’ve touched on before, and that is how public trust in our institutions is faltering.[1] No sector is immune from this trend. [read post]
3 Oct 2023, 9:01 pm
July 3, 2023, settled) SEC v. [read post]
6 Sep 2023, 9:01 pm
Thank you, Mr. [read post]
27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
3 May 2023, 9:03 pm
”[v]The release does not explain what such a response would entail, which is not surprising given that the SEC is neither equipped nor authorized to tell private funds how to manage their risks, let alone to rescue private funds in times of stress. [read post]
13 Feb 2023, 7:28 am
By Mark S. [read post]
16 Dec 2022, 6:30 am
Borak, Lee v. [read post]
16 Dec 2022, 6:30 am
Borak, Lee v. [read post]
24 Nov 2022, 9:00 pm
Uyeda, U.S. [read post]
24 Nov 2022, 9:00 pm
Uyeda, U.S. [read post]
8 Nov 2022, 9:05 pm
Recognizing these demands, the U.S. [read post]
4 Nov 2022, 6:30 am
Uyeda, U.S. [read post]
28 Oct 2022, 6:32 am
Uyeda, U.S. [read post]
14 Oct 2022, 6:32 am
Peirce, U.S. [read post]
2 Sep 2022, 6:30 am
Uyeda, U.S. [read post]
18 Jul 2022, 11:30 pm
In the landmark decision SEC v. [read post]
25 Mar 2022, 5:48 am
Peirce, U.S. [read post]
