Search for: "U.S. v. Hester*"
Results 81 - 96
of 96
Sorted by Relevance
|
Sort by Date
24 Oct 2023, 9:01 pm
I’d like to start by returning to a theme that I’ve touched on before, and that is how public trust in our institutions is faltering.[1] No sector is immune from this trend. [read post]
13 Mar 2020, 3:00 am
” Basic Inc. v. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
15 Nov 2019, 6:17 am
Laufer (University of Pennsylvania), on Tuesday, November 12, 2019 Tags: Accountability, Corporate Social Responsibility, Disclosure, ESG, Lobbying, Political spending, Transparency Remarks by SEC Chairman Clayton to the SEC’s Small Business Capital Formation Advisory Committee Posted by Jay Clayton, U.S. [read post]
5 Mar 2020, 1:49 pm
Last week, the U.S. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
13 Feb 2023, 7:28 am
By Mark S. [read post]
24 Oct 2019, 2:40 pm
**************************** This month the U.S. [read post]
2 Nov 2021, 2:05 am
Hester v. [read post]
23 Jun 2012, 1:00 am
” Forrester v. [read post]
21 Apr 2021, 3:46 am
., TSC Industries, Inc. v. [read post]
3 Oct 2023, 9:01 pm
July 3, 2023, settled) SEC v. [read post]
22 Apr 2019, 4:53 pm
Specifically, the SEC will focus on (i) compliance and risks in critical market infrastructure; (ii) retail investors, including seniors and those saving for retirement; (iii) FINRA and MSRB; (iv) cybersecurity; and (v) anti-money laundering programs. [read post]
3 May 2023, 9:03 pm
”[v]The release does not explain what such a response would entail, which is not surprising given that the SEC is neither equipped nor authorized to tell private funds how to manage their risks, let alone to rescue private funds in times of stress. [read post]
6 Sep 2023, 9:01 pm
Thank you, Mr. [read post]
27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
