Search for: "UBS AG New York"
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26 Feb 2010, 3:49 pm
"Previously posted: New York Times, January 23, 2010. [read post]
31 Aug 2012, 1:35 pm
A federal jury in New York City on August 31 convicted three former UBS AG executives for their participation in frauds related to bidding for contracts for the investment of municipal bond proceeds and other municipal finance contracts, the Department of Justice has announced. [read post]
11 Jun 2008, 11:33 am
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
14 Jan 2016, 1:23 pm
Gold has also been registered with Merrill Lynch in Florida, Advest in Connecticut, and Prudential in New York City. [read post]
9 Nov 2018, 11:42 am
Donoghue for the Eastern District of New York, United States Attorney Byung J. [read post]
14 Jul 2009, 10:29 am
" The "misappropriation" included 25,000 lines of source code used in UBS's "trade secret algorithmic trading programs," according to documents submitted with the New York State Supreme Court.The bank is charging three former employees in the firm's algorithmic trading group of having "collectively coordinated and planned together" to move to new jobs at New York-based Jefferies & Company while… [read post]
25 Aug 2008, 7:46 am
The nearly $35 billion in auction-rate securities-related frozen debt that Wachovia Corp, Citigroup Inc, JP Morgan Chase & Co, UBS AG, and Morgan Stanley have agreed to repurchase consists of less than 18% of the $200 billion that New York Attorney General Andrew Cuomo says is outstanding. [read post]
2 Jan 2018, 9:42 am
The Court of Appeals determined that Rule 12A is procedural rather than substantive, and thus should not be applied in New York under New York’s choice-of-law framework. [read post]
30 Mar 2009, 5:06 am
District Court for the Southern District of New York. [read post]
23 Jun 2012, 3:28 pm
Gregoriou worked for the UBS AG (UBS) unit from ’07 to ’09. [read post]
17 Jul 2012, 2:58 am
Last Updated: July 07, 2012 - Rank Today: 260 http://www.thelangelfirm.com/Debt-Defense-Blog.aspx New York Employment Lawyer Blog [Feed] Discusses age, employment, racial, and sexual discrimination. [read post]
23 May 2014, 12:05 pm
According to The New York Times, from 2006 to 2009, the amount of credit default swaps increased from 0.18% to 43% of Willow’s portfolio. [read post]
1 Jun 2009, 7:34 am
New York Times, August 12, 2009 . [read post]
18 Feb 2010, 2:00 pm
The settlement resolves charges that Shulman violated New York's Martin Act. [read post]
30 Oct 2009, 10:53 am
Cohn said toy salesman Jeffrey Chernick deserves credit for his cooperation in the broad U.S. probe of Swiss bank UBS AG. [read post]
9 May 2008, 8:02 am
District Court for the Southern District of New York. [read post]
20 Sep 2010, 3:09 am
A motion by Swiss bank UBS AG to dismiss a class securities case—filed in the U.S. [read post]
5 Feb 2013, 7:15 am
” The 4th Circuit disagreed with UBS AG and Citigroup Inc. and held that Carilion was in fact a customer of the two brokerages. [read post]
12 Jul 2018, 6:06 am
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
7 Oct 2008, 5:59 pm
Today, that resume picked up a bit of a smudge: a settlement with New York AG Andrew Cuomo over allegations of insider trading in the auction-rate securities market. [read post]
