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UBS, Citigroup FINRA Arbitration with Nonprofit Over ARS Cannot Be Halted, Said District Court
6 Aug 2012, 2:41 pm
UBS Financial Services Inc. v. [read post]
Institutional Investor Securities Blog - http://www.institutionalinvestorsecuritiesblog.com/
Fourth Circuit Holds Auction Rate Securities Dispute Must be Arbitrated Pursuant to FINRA Rules
5 Feb 2013, 7:15 am by Beth Graham
In UBS Financial Services, Inc. v. [read post]
Disputing Blog - http://www.disputingblog.com/
4th Circuit Further Defines A “Customer” Under FINRA Arbitration Rules
1 Apr 2013, 1:11 am by Herskovits, PLLC
Following its broad ruling in UBS Financial Services v. [read post]
Securities Industry Lawyer Blog - http://www.finralawyerblog.com/
4th Circuit Gives Further Defines A "Customer" Under FINRA Arbitration Rules
26 Mar 2013, 11:00 pm
Following its broad ruling in UBS Financial Services v. [read post]
Securities Industry Lawyer Blog - http://www.finralawyerblog.com/
4th Circuit Further Defines A "Customer" Under FINRA Arbitration Rules
1 Apr 2013, 6:11 am
Following its broad ruling in UBS Financial Services v. [read post]
Securities Industry Lawyer Blog - http://www.finralawyerblog.com/
Second Circuit Holds Forum Selection Clause Supersedes FINRA’s Mandatory Arbitration Rule
22 Sep 2014, 10:37 am by Robert Friedman
Inc. v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/