Search for: "UBS Group AG"
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9 Mar 2016, 2:33 am
The Court of Appeal affirmed the Upper Tribunal’s finding in respect of UBS, and allowed DB’s appeal. [read post]
3 Apr 2020, 11:19 am
The unsubordinated, unsecured debt obligations issued by UBS AG are linked to the Market Vectors Oil Services ETF. [read post]
29 Jan 2016, 6:51 am
The White Law Group continues to investigate the liability that brokerage firms may have for recommending the UBS ETRACS 2xMonthly Leveraged Long Alerian MLP ETN. [read post]
7 Nov 2016, 2:48 pm
In 2014, UBS said claims tied to UBS Wealth Management Americas’ Puerto Rico closed-end municipal bond funds have risen to nearly $1 billion. [read post]
14 Oct 2013, 6:11 am
The White Law Group continues to investigate the liability that brokerage firms may have for recommending UBS’s Family of Puerto Rico funds. [read post]
9 Mar 2015, 7:55 am
The White Law Group continues to investigate the liability that UBS may have for selling these products to their clients. [read post]
13 Aug 2013, 5:39 am
For more information on The White Law Group, visit http://www.whitesecuritieslaw.com. [read post]
26 Nov 2009, 4:30 am
None of the entities sued by the SEC using the UBS name are related to or affiliated with UBS, AG, the Switzerland-based financial services firm. [read post]
23 Nov 2015, 11:07 am
The White Law Group is investigating the liability that brokerage firms may have for recommending the UBS structured notes tied to oil. [read post]
27 Feb 2014, 10:47 am
Fourteen banks are under criminal investigation, including Credit Suisse Group AG, Switzerland’s second-largest bank, the subject of a Senate hearing Thursday. [read post]
24 Oct 2013, 12:28 pm
The White Law Group continues to investigate the liability that brokerage firms have for selling the UBS Puerto Rico Funds. [read post]
22 Jun 2012, 1:58 pm
Paladino, two of the brokers that the financial firm had wooed from UBS AG (UBS) in 2008. [read post]
21 Feb 2012, 10:33 pm
According to UBS’s disclosure, HSBC Holdings Plc, Royal Bank of Scotland Group Plc, Deutsche Bank AG, JPMorgan, Citigroup, ICAP Plc, and RP Martin Holdings Ltd were all part of the scheme. [read post]
13 Jun 2016, 6:49 am
On June 8, 2016, the Federal Reserve Board and the Federal Deposit Insurance Corporation extended the deadline for Barclays PLC, Credit Suisse Group, Deutsche Bank AG, and UBS to present their upcoming resolution plans to July 1, 2017, as a result of these entities engaging in restructuring in order to be in “compliance with the Federal Reserve Board’s Intermediate Holding Company (IHC) requirement[.] [read post]
12 May 2015, 3:26 pm
Brokerage firms that sell RCNs are required to evaluate whether they are suitable given the investor’s age, risk tolerance and investment objectives, net worth, and investment experience. [read post]
20 Sep 2021, 12:35 pm
., UBS Group AG and HSBC Holdings PLC are among several firms that hold large stakes in Evergrande’s debt. [read post]
12 May 2015, 3:30 pm
Brokerage firms that sell RCNs are required to evaluate whether they are suitable given the investor’s age, risk tolerance and investment objectives, net worth, and investment experience. [read post]
13 Feb 2014, 7:57 am
The White Law Group continues to investigate the liability that UBS may have for these losses. [read post]
27 Apr 2011, 11:21 am
Credit Suisse Group AG, Bank of America Corporation, J.P. [read post]
30 Aug 2023, 8:09 pm
UBS To Pay Over $1.4B For Selling Mortgage-Backed Securities Broker-Dealer Held Accountable For Allegedly Negligent Sales Practices The US Department of Justice announced that UBS AG consented to pay $1.435B in penalties to settle claims accusing the financial firm of making misrepresentations when it sold residential mortgage-backed securities (RMBS) in 2006 and 2007. [read post]
