Search for: "UBS Group AG"
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9 Mar 2012, 11:34 am
Did your financial advisor bet big on the Dow Jones-UBS Natural Gas Total Return ETN? [read post]
11 Jun 2010, 12:23 pm
The Swiss government and Washington had painstakingly crafted the treaty last August to resolve a long-standing dispute over UBS AG's alleged role in aiding tax evasion, but 104 nationalist and left-wing lawmakers in Switzerland's lower house, the National Council, voted against the deal, compared to 76 in favor, after their demanded amendments were refused. [read post]
14 Jul 2009, 10:29 am
SecuritiesIndustry.com is reporting that Goldman Sachs is not the only Wall Street firm taking an ex-employee to court with the charge of theft of trade secrets in the form of valuable, proprietary trading code.Swiss bank UBS AG confirmed Monday that it filed papers in March charging three ex-employees with "misappropriation of trade secrets. [read post]
22 Jan 2016, 10:30 am
If you suffered losses in UBS’s ETRACS 2xMonthly Leveraged S&P MLP Index ETN due July 14, 2045 and would like to discuss your litigation options, please call the securities attorneys of The White Law Group at 312/238-9650 for a free consultation. [read post]
21 Dec 2015, 10:30 am
Wall Street Journal, Swiss-Banking Lawsuit Against IRS Could Have Wide Impact: Bernhard Gubser was among thousands of clients outed five years ago by Swiss bank UBS Group AG to U.S. officials on the hunt for tax evaders. [read post]
23 Jun 2012, 3:28 pm
Gregoriou worked for the UBS AG (UBS) unit from ’07 to ’09. [read post]
22 Jan 2016, 10:35 am
If you suffered losses in UBS’s ETRACS 2x Monthly Leveraged Long Alerian MLP Infrastructure Index ETN due July 9, 2040 and would like to discuss your litigation options, please call the securities attorneys of The White Law Group at 312/238-9650 for a free consultation. [read post]
8 Sep 2022, 5:00 pm
(The decision overturned a nearly seven figure award which had been granted to a former UBS AG Group employee.)In Murray v. [read post]
16 Mar 2013, 7:26 am
UBS AG, the Court held that the plaintiffs had failed adequately to allege that UBS’s transfers of funds for the government of Iran were the proximate cause of the plaintiffs’ injuries suffered in terrorist attacks by Hamas and Hizbollah in Israel. [read post]
8 Mar 2021, 7:24 am
Before working for Dinosaur Financial Group, Karandos worked for Morgan Stanley Smith Barney and UBS Financial Services. [read post]
14 May 2018, 10:59 am
Risk tolerance, age, and liquidity needs also need to be considered. [read post]
15 May 2018, 10:59 am
Risk tolerance, age, and liquidity needs also need to be considered. [read post]
26 Aug 2011, 7:12 am
EPC members include banks such as Lloyds TSB, Citibank, Barclays, UBS, HSBC Holdings Plc and Deutsche Bank AG. [read post]
4 Sep 2009, 2:15 am
Some of the banks named were Credit Suisse Group AG, Julius Baer Holding AG, Zurcher Kantonalbank and Union Bancaire Privee also known as UBP, all of Switzerland. [read post]
23 Apr 2008, 10:58 am
Morgan Chase & Co. and Goldman Sachs Group, Inc. [read post]
18 Feb 2010, 2:00 pm
Shulman was formerly the Global Head of the Municipal Securities Group of UBS AG and the Head of Fixed Income for the Americas of UBS Securities LLC. [read post]
27 Sep 2019, 3:33 am
featured in today's Securities Industry Commentator: Fines UBS Financial Services Inc. $2 Million for Continued Failures Relating to Short Positions in Municipal Securities / Firm Inaccurately Represented the Tax Status of Thousands of Interest Payments to Customers; Restitution Ordered (FINRA Release)AG James Imposes $12.5 Million Penalty On Brokerage Firms For Martin Act Violations (NYAG Release)New Jersey Court Sustains Banking/Insurance Commissioners Penalties. [read post]
26 Nov 2013, 2:38 pm
Suitability is determined by such factors as net-worth, risk tolerance, age, and investment objectives. [read post]
20 Mar 2023, 11:59 am
AT1 Bonds to investors as well as the following Credit Suisse CoCo bond offerings: CS 7.500% Perpetual Corp (USD), Credit Suisse Group AG, CS 5.625% Perpetual Corp (SGD)*, Credit Suisse Group AG, CS 6.250% Perpetual Corp (USD), Credit Suisse Group AG, CS 7.250% Perpetual Corp (USD), Credit Suisse Group AG, CS 6.375% Perpetual Corp (USD), Credit Suisse Group AG, CS 5.250%… [read post]
28 Mar 2015, 12:24 pm
As a rule I am very favorably impressed with the students' preparation and poise, and this year's group was exceptionally good. [read post]
