Search for: "UBS Group AG"
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5 Aug 2008, 3:36 pm
Cuomo's office has already filed a lawsuit against UBS AG, accusing the Swiss bank's executives of selling their personal holdings in auction-rate securities in the months leading up to the market's collapse, based on knowledge of problems in the market. [read post]
10 Oct 2014, 9:20 am
Although the antitrust division has granted immunity to Switzerland’s largest bank, UBS AG, in exchange for evidence of misconduct, UBS still faces action by the criminal fraud division. [read post]
18 Apr 2008, 9:47 am
UBS AG told the leaders of its investment banking unit to ready job cuts of 10 percent "across the board. [read post]
31 May 2013, 10:32 am
In the wake of this settlement, investigative agencies around the world began to look deeper into Libor rate fixing, leading to a $750 million settlement by the Royal Bank of Scotland and a record-setting $1.5 billion settlement by UBS AG. [read post]
2 Oct 2012, 1:00 pm
Among the defendants, besides Barclays, are JP Morgan Chase Bank (JPM), Citibank (C), Royal Bank of Scotland Group (RBS), Bank of America (BAC), Credit Suisse Group AG (CS), UBS (UBS), HSBC, Deutsche Bank AG (DB), Bank of Tokyo Mitsubishi, Royal Bank of Canada (RY), and others. [read post]
13 Feb 2012, 3:40 pm
’s and UBS AG’s Japanese branches (see: Administrative Actions against UBS Securities Japan Ltd. and UBS AG, Japan Branches). [read post]
27 Jun 2007, 2:07 am
About ten years or so ago a group of recent UB Law grads decided to walk across the ice on Lake Erie over to Canada. [read post]
18 Apr 2008, 3:52 pm
In her December 2006 opinion (via New York Law Journal), SDNY Judge Denise Cote dismissed the claims against former parent Zurich Financial Services and its underwriters UBS AG and Merrill Lynch International and certain claims against Converium Holding AG and three Converium officers, but not all. [read post]
7 Jan 2019, 11:31 am
For more information on The White Law Group, visit https://www.whitesecuritieslaw.com. [read post]
21 Nov 2022, 9:02 am
Actions by the SEC The SEC announced the following firms had agreed to pay fines of $125 million: Barclays PLC Bank of America Citigroup Credit Suisse Group AG Deutsche Bank AG Goldman Sachs Morgan Stanley UBS Jefferies and Nomura agreed that they would each pay $50 million in fines, while Cantor Fitzgerald LP agreed to pay $10 million. [read post]
2 Aug 2008, 9:52 am
In this day and age, what is the stupidest, dumbest, most "arcane" method of communication when you are going to do something that is illegal, immoral or unethical? [read post]
28 Nov 2022, 9:02 am
Actions by the SEC The SEC announced the following firms had agreed to pay fines of $125 million: Barclays PLC Bank of America Citigroup Credit Suisse Group AG Deutsche Bank AG Goldman Sachs Morgan Stanley UBS Jefferies and Nomura agreed that they would each pay $50 million in fines, while Cantor Fitzgerald LP agreed to pay $10 million. [read post]
24 Apr 2008, 3:42 pm
The companies subpoenaed include UBS AG, Merrill Lynch, Citigroup, Inc., JP Morgan Chase and Co., and Goldman Sachs Group. [read post]
18 Oct 2010, 2:17 am
Court of Appeal (Civil Division) Grimme Maschinenfabrik GmbH & Co KG v Scott (t/a Scotts Potato Machinery) [2010] EWCA Civ 1110 (15 October 2010) High Court (Chancery Division) Serious Organised Crime Agency v Szepietowski & Ors [2010] EWHC 2570 (Ch) (15 October 2010) High Court (Family Division) A County Council v SB & Ors [2010] EWHC 2528 (Fam) (15 October 2010) High Court (Administrative Court) Hair, R (on the application of) v Her Majesty’s Coroner for Staffordshire (South)… [read post]
20 Mar 2020, 8:00 am
Many companies like UBS Group AG (“UBS”), a Swiss bank, responded to the news by announcing attempts to seek full ownership of their joint ventures once the ownership caps are eliminated. [read post]
26 Nov 2019, 6:50 am
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
10 Apr 2011, 8:45 pm
This means that a situation much like the jurisdictional circumstances that exist in the UBS AG case and the recently announced HSBC Bank USA case will exist. [read post]
30 Apr 2012, 7:30 am
After UBS, the US dragnet also involved investigations into alleged tax evasion involving other Swiss and offshore banks, namely Credit Suisse AG, Wegelin & Co and HSBC Holdings. [read post]
1 Jun 2009, 9:10 pm
Inc., Royal Bank of Canada, Morgan Stanley, Wachovia Corp, and UBS AG. [read post]
1 Dec 2011, 1:58 pm
In February 2009 FINRA awarded $406.6 million to STMicroelectronics N.V. in a fight with Credit Suisse Group AG, followed by a $80.8 million award to Kajeet Inc. against UBS AG in August 2010, and a $54.1 million payout to Colorado patent litigator Gerald Hosier and others in April 2011 over a squabble with Citigroup. [read post]
