Search for: "UBS Real Estate Securities, Inc."
Results 1 - 20
of 35
Sorted by Relevance
|
Sort by Date
19 Aug 2013, 2:32 pm
On August 15, Judge Harold Baer, Jr. of the District Court for the Southern District of New York denied UBS Real Estate Securities Inc. [read post]
5 Aug 2016, 11:54 am
On July 27, 2016, Justice Marcy Friedman of the New York Supreme Court for New York County, in accordance with other recent decisions (covered here and here) dismissed an action against UBS Real Estate Securities, Inc. [read post]
21 Apr 2023, 6:20 am
Turner represented that Fairfax used the proceeds from sales of the “fixed annuities” to invest in commercial real estate and oil and gas development projects. [read post]
22 Sep 2020, 2:32 am
Kassaei Allegedly Sold $2.3 Million Worth of Securities Transactions Investment adviser Tony Kassaei has been barred by FINRA for allegedly participating in undisclosed and unapproved private securities transactions involving 11 individuals who reportedly invested $2.6 million in real-estate businesses, a scheme perpetrated by Francisco P. [read post]
22 Sep 2020, 2:32 am
Kassaei Allegedly Sold $2.3 Million Worth of Securities Transactions Investment adviser Tony Kassaei has been barred by FINRA for allegedly participating in undisclosed and unapproved private securities transactions involving 11 individuals who reportedly invested $2.6 million in real-estate businesses, a scheme perpetrated by Francisco P. [read post]
17 Jan 2019, 7:02 am
His previous employers include HSBC Securities (USA) INC. [read post]
9 Feb 2009, 3:09 pm
Foundation Inc., Morgan Stanley & C., Inc., UBS Securities LLC, and Wachovia Capital Markets, are under fire from American National Insurance Company and the City of South San Francisco. [read post]
10 Feb 2011, 11:56 am
In its securities fraud complaint, CalPERS accused Lehman of “dramatically” borrowing to fund its real estate investments from 2004 to 2007—high-risk activity that investors were not told about. [read post]
17 Sep 2016, 7:59 am
– a real estate related company, Round Rock – a real estate company, and Triad Equities, LLC – a real estate company. [read post]
29 Aug 2012, 12:10 pm
UBS Real Estate Securities Inc. [read post]
16 Feb 2016, 12:06 pm
Doucet and Margie Doucet (collectively “Claimants”) $307,000 for losses stemming from investments in direct participation programs (“DPPs”) involving non-traded real estate investment trusts (“REITs”), promissory note programs, master limited partnerships (“MLPs”) and private oil drilling programs offered by VSR Financial Services, Inc. [read post]
18 Feb 2016, 5:51 am
Another claim was filed in January 2015 and alleged unsuitable concentrated positions in real estate limited partnerships and oil and gas stocks. [read post]
22 Feb 2008, 6:10 am
But two thirds of the Lehman account - about $400 million - was invested in corporate auction rate securities with obscure names like Tortoise TYY I and INC 2003-02. [read post]
25 Aug 2017, 12:56 pm
By the mid-2000s, real estate speculation had reached feverish proportions. [read post]
5 Aug 2008, 3:36 pm
In early 2007, an S&P official involved in real-estate deals stated that "our staffing issues, of course, make it difficult to deliver the value that justifies our fees. [read post]
2 Feb 2015, 7:26 am
Kevin Castel of the United States Court for the Southern District of New York granted in part and denied in part motions for partial summary judgment brought by three MASTR Adjustable Rate Mortgages Trusts (2006-OA2, 2007-1, and 2007-3) (the Trusts) and UBS Real Estate Securities Inc. [read post]
12 Apr 2019, 6:29 am
” The complaint is related to a variable annuity and real estate security. [read post]
5 Apr 2009, 1:26 pm
The principal areas of focus for the SEC investigations include (1) the methodologies for valuating mortgage-backed securities; (2) whether firms valued their own mortgage-backed securities differently than those held by customers; (3) whether there was proper disclosure of the valuations of mortgage-backed securities portfolios and subprime mortgage exposure; and (4) insider trading. [read post]
15 Mar 2012, 11:17 pm
Charles REIT, which was a bogus real estate investment trust. [read post]
6 Feb 2024, 6:13 am
The source can be a single security, a basket of securities such as a market index, commodities, interest rates, or a real estate loan portfolio. [read post]