Search for: "UBS Real Estate Securities, Inc."
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20 Sep 2016, 11:25 am
From 2001 until March 2012 Beck was registered with UBS Financial Services, Inc (UBS). [read post]
20 Sep 2016, 11:25 am
From 2001 until March 2012 Beck was registered with UBS Financial Services, Inc (UBS). [read post]
28 Jan 2013, 6:15 am
Last May, Finra ordered broker-dealers of four major banks, Wells Fargo & Co., Citigroup Global Markets Inc., Morgan Stanley and UBS Financial Services Inc., to pay $9.1 million in fines and restitution for selling such funds “without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
6 Apr 2010, 1:58 am
However unlike many of the dismissals (for example, the dismissal of the UBS auction rate securities lawsuit), the dismissal did not depend alone on the Merrill Lynch’s entry into a regulatory settlement. [read post]
25 Jun 2014, 6:57 am
The couple filed an arbitration claim against First Allied Securities Inc., the firm that Lucia was associated with. [read post]
15 Aug 2007, 6:18 am
NovaStar Mortgage, Inc., 489 F.Supp.2d 1206, 1208 (W.D. [read post]
7 May 2012, 7:09 am
Citigroup Global Markets Inc., Morgan Stanley, UBS Financial Services Inc. and Wells Fargo recently agreed to pay $9.1 million to settle allegations that they sold leveraged and inverse exchange-traded funds to clients who had no business investing in the complex instruments. [read post]
2 Jan 2019, 2:55 pm
In July 2007, Robert and his business partner Dean Bailey formed Bighorn Venture III, Ltd. to purchase real estate and develop a residential subdivision. [read post]
6 Jan 2012, 7:48 am
The 2011 Heftiest 10-K Award goes to Realogy Corp., a closely held real-estate brokerage (subsidiaries include Century 21, Coldwell Banker and other familiar names) that was taken private by Apollo Management in 2007 but still has plenty of public debt. [read post]
16 Sep 2009, 1:32 am
Jenner & Block Wins $101 Million Jury Verdict in REIT M&A Fight
The American Lawyer
A nasty court battle between two big health care real estate investment trusts ended last week when a Kentucky federal jury ordered HCP Inc. to pay Ventas Inc. $101 million for interfering with its purchase of a Canadian operator of assisted living facilities. [read post]
9 Nov 2009, 12:00 am
Jenner & Block Wins $101 Million Jury Verdict in REIT M&A Fight
The American Lawyer
A nasty court battle between two big health care real estate investment trusts ended last week when a Kentucky federal jury ordered HCP Inc. to pay Ventas Inc. $101 million for interfering with its purchase of a Canadian operator of assisted living facilities. [read post]
21 Aug 2012, 5:15 pm
During this time, he used eight different entities to conceal his control over bank accounts, vehicles and real property. [read post]
2 Nov 2021, 8:49 am
The transfer of real estate by foreign entities will be subject to income tax. [read post]
3 Dec 2009, 9:07 pm
The idea is that in a global economy so tightly linked that problems in the U.S. real estate market can help bring down Icelandic banks and Asian manufacturers, AIG sits at some of the critical switch points. [read post]
20 Jan 2012, 6:34 am
For example, the Competition Commission of India fined the largest real estate firm a record INR6.3 billion, i.e., about S$155 million for abuse of dominance. [read post]
