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24 Apr 2024, 10:42 am
Earlier this year, the United States Securities and Exchange Commission (“SEC”) adopted new regulations to enhance disclosures and provide additional investor protections in initial public offerings (“IPO”) by Special Purpose Acquisition Companies (“SPAC”) and in subsequent business combination transactions between SPACs and target companies (“de-SPAC transactions”). [read post]
23 Apr 2024, 5:57 am
Without the sanctions already put in place by a coalition of States, including the United States, the European Union and its individual members, the U.K., Australia, New Zealand, Canada, Japan, South Korea, Singapore, Taiwan, and others (the “sanctions coalition”), the situation on the ground in Ukraine would have been even worse. [read post]
22 Apr 2024, 2:04 pm
Apr. 12, 2024) (“MIC”), the United States Supreme Court (Sotomayor, J.) held unanimously that “pure omissions” in a Securities and Exchange Commission (“SEC”) filing do not support liability under SEC Rule 10b-5(b). [read post]
20 Apr 2024, 9:05 pm
In addition to teaching at the University of Pennsylvania Carey Law School, Fairfax co-directs the Institute for Law & Economics at Penn Carey Law, serves on the boards of the Institute for Law and Economic Policy and the Securities and Exchange Commission (SEC) Historical Society, and is a member of the American Law Institute and the Advisory Group for the American Law Institute Restatement of Law, Corporate Governance. [read post]
19 Apr 2024, 2:45 pm
The Securities and Exchange Commission is the primary securities regulator in the U.S. [read post]
19 Apr 2024, 9:27 am
The Securities and Exchange Commission (“SEC”) approved 11 spot Bitcoin exchange-traded funds (“ETFs”) on January 10, 2024, marking a historic moment in the crypto industry. [read post]
18 Apr 2024, 11:15 am
In 2020, the Securities and Exchange Commission accused Acharya of fraud, claiming he bilked 250 unwitting investors, many of them of South Asian heritage, out of about $119 million that they invested in projects by Acharya and Silicon Sage Builders. [read post]
17 Apr 2024, 7:05 am
Doug Daus—Daus is a computer forensics expert in the High Technology Analysis Unit of the Manhattan District Attorney’s office. [read post]
17 Apr 2024, 5:19 am
The United States will impose new sanctions targeting Iran in the coming days, National Security Advisor Jake Sullivan announced yesterday. [read post]
16 Apr 2024, 7:19 am
The case involves Rule 10b-5 of the Securities and Exchange Commission. [read post]
16 Apr 2024, 5:29 am
Securities and Exchange Commission (SEC) continues to broaden the use of forfeiture of executive compensation as a regulatory tool with an increased emphasis on making employers do the clawing-back themselves.In October 2022, the SEC adopted the new Rule 10D-1, 17 C.F. [read post]
12 Apr 2024, 4:38 am
The United States has restricted travel for its embassy staff in Israel. [read post]
8 Apr 2024, 10:00 pm
This note also includes discussion on existing and proposed disclosure requirements of the Securities and Exchange Commission (SEC) related to ESG matters. [read post]
8 Apr 2024, 12:15 am
United States v. [read post]
7 Apr 2024, 9:05 pm
Securities and Exchange Commission Chair Gary Gensler interpreted the FAIRR Act as proposing to impose a strict liability standard. [read post]
7 Apr 2024, 9:01 pm
Securities and Exchange Commission (SEC) finalised rules mandating that companies record and disclose a range of climate risks and environmental data. [read post]
5 Apr 2024, 4:54 am
White House National Security Adviser John Kirby said yesterday the United States will wait and see what Israel does in the coming hours and days after announcing that U.S. support is contingent on the protection of aid workers. [read post]
3 Apr 2024, 9:03 pm
Let me start by reminding you that my views are my own as a Commissioner and not necessarily those of the Securities and Exchange Commission (“SEC”) or my fellow Commissioners. [read post]
3 Apr 2024, 9:01 pm
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
1 Apr 2024, 11:55 am
In a previous blog , we discussed Securities and Exchange Commission v. [read post]
