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7 Jun 2020, 10:00 pm
The US Commodity Futures Trading Commission has proposed amendments to CFTC Regulation 3.10(c)(3) to allow non-US commodity pool operators to claim an exemption from registration with respect to their offshore commodity pools on a pool-by-pool basis. [read post]
7 Jun 2020, 10:00 pm
The US Commodity Futures Trading Commission has proposed amendments to CFTC Regulation 3.10(c)(3) to allow non-US commodity pool operators to claim an exemption from registration with respect to their offshore commodity pools on a pool-by-pool basis. [read post]
14 Apr 2023, 9:15 am
On 14 April 2023, the Bank of England (BoE) and the Commodity Futures Trading Commission (CFTC) announced a further strengthening of their commitment to close cooperation and mutual understandings on the supervision of cross-border central counterparties (CCPs) Following the UK’s withdrawal from the European Union, the BoE has responsibility for recognising and supervising non-UK CCPs (incoming CCPs) intending to provide clearing services to clearing members… [read post]
5 Feb 2016, 5:56 pm
The US Government Accountability Office (GAO) [official website] on Thursday found that the Commodity Futures Trading Commission (CFTC) [official website] violated [report, PDF] federal law through its handling of multi-year lease costs for its offices. [read post]
27 May 2014, 9:09 am
On May 20, the Commodities Futures Trading Commission announced that it had paid $240,000 to an unnamed individual for blowing the whistle on commodities fraud, pursuant to the Dodd-Frank law. [read post]
11 Feb 2016, 12:28 pm
Commodity Futures Trading Commission (the “CFTC”) and the European Commission announced a common approach relating to requirements for transatlantic central clearing parties (CCPs). [read post]
22 Jul 2009, 3:56 am
The exam is designed for anyone who is going to act as an Associated Person, Commodity Trading Advisor, Commodity Pool Operator, Introducing Broker, or Futures Commission Merchant. [read post]
19 Oct 2013, 6:03 am
On September 30, 2013, the Division of Market Oversight of the US Commodity Futures Trading Commission (CFTC) released responses to Frequently Asked Questions regarding Commodity Options (FAQ). [read post]
3 Apr 2012, 9:24 am
[JURIST] The US Commodity Futures Trading Commission (CFTC) [official website] on Monday filed charges [complaint, PDF; press release] in the US District Court for the Southern District of New York against the Royal Bank of Canada (RBC) [corporate website] alleging that the bank was involved in an illegal futures trading scheme known as "wash trading" from 2007-2010. [read post]
31 Dec 1969, 4:00 pm
The Commodity Futures Trading Commission’s (“CFTC”) is seeking comments regarding an amendment (Submission No. 16-67) ICE Futures U.S. [read post]
17 Oct 2017, 1:20 pm
The European Commission and the US Commodity Futures Trading Commission (CFTC) have announced a common approach regarding certain derivatives trading venues authorised in the EU and in the United States of America. [read post]
9 Mar 2023, 1:59 pm
One of those agencies is the US Commodity Futures Trading Commission (CFTC), which oversees all types of futures markets. [read post]
21 May 2007, 11:54 am
Board of Trade of the City of New York, No. 06-1265, a case involving the commodities futures trading market. [read post]
5 Nov 2010, 12:10 pm
The Commodities Futures Trading Commission (CFTC) has been dismissed as a lackadaisical regulator in the past, but it's getting more aggressive.Although the CFTC is smaller than the Securities & Exchange Commission (SEC), both in terms of the number of attorneys in its enforcement division (200 to the SEC's 1200+) and in the size of its targets, chairman Gary Gensler is flexing the agency's muscle. [read post]
14 Sep 2007, 6:19 am
The Commodity Futures Trading Commission (CFTC) may soon be an indirect supporter of efforts by Amaranth Advisors (Amaranth), Energy Transfer Partners (ETP), and trader Brian Hunter to derail the Federal Energy Regulatory Commission's (FERC) use of its expanded civil penalty authority to prosecute alleged attempts to manipulate natural gas futures prices. [read post]
5 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) on June 25 withdrew from consideration Regulation Automated Trading (Reg AT), along with its comprehensive registration and “AT Person” designation regime, and instead proposed electronic trading principles applicable to designated contract markets (DCMs). [read post]
5 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) on June 25 withdrew from consideration Regulation Automated Trading (Reg AT), along with its comprehensive registration and “AT Person” designation regime, and instead proposed electronic trading principles applicable to designated contract markets (DCMs). [read post]
5 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) on June 25 withdrew from consideration Regulation Automated Trading (Reg AT), along with its comprehensive registration and “AT Person” designation regime, and instead proposed electronic trading principles applicable to designated contract markets (DCMs). [read post]
5 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) on June 25 withdrew from consideration Regulation Automated Trading (Reg AT), along with its comprehensive registration and “AT Person” designation regime, and instead proposed electronic trading principles applicable to designated contract markets (DCMs). [read post]
5 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) on June 25 withdrew from consideration Regulation Automated Trading (Reg AT), along with its comprehensive registration and “AT Person” designation regime, and instead proposed electronic trading principles applicable to designated contract markets (DCMs). [read post]
