Search for: "US COMMODITY FUTURES TRADING COMMISSION"
Results 61 - 80
of 1,530
Sorted by Relevance
|
Sort by Date
19 Sep 2023, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) recently settled enforcement actions against operators of three decentralized finance (DeFi) protocols (i.e., collections of smart contracts on blockchains that offer contracts, such as futures contracts, swaps, or retail leveraged contracts, in a decentralized and permissionless/open-access manner) that were found to be in violation of the Commodity Exchange Act (CEA). [read post]
19 Sep 2023, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) recently settled enforcement actions against operators of three decentralized finance (DeFi) protocols (i.e., collections of smart contracts on blockchains that offer contracts, such as futures contracts, swaps, or retail leveraged contracts, in a decentralized and permissionless/open-access manner) that were found to be in violation of the Commodity Exchange Act (CEA). [read post]
19 Sep 2023, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) recently settled enforcement actions against operators of three decentralized finance (DeFi) protocols (i.e., collections of smart contracts on blockchains that offer contracts, such as futures contracts, swaps, or retail leveraged contracts, in a decentralized and permissionless/open-access manner) that were found to be in violation of the Commodity Exchange Act (CEA). [read post]
19 Sep 2023, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) recently settled enforcement actions against operators of three decentralized finance (DeFi) protocols (i.e., collections of smart contracts on blockchains that offer contracts, such as futures contracts, swaps, or retail leveraged contracts, in a decentralized and permissionless/open-access manner) that were found to be in violation of the Commodity Exchange Act (CEA). [read post]
3 Mar 2019, 6:20 am
The Commodity Futures Trading Commission (CFTC) is considering how smart contract applications on the blockchain implicate its jurisdiction and enforcement authority. [read post]
11 Oct 2018, 9:45 am
On October 9, 2018, the Commodity Futures Trading Commission (“CFTC”) proposed changes to the registration and compliance obligations for commodity pool operators (“CPOs”) and commodity trading advisors (“CTAs”) consistent with relief currently provided by various staff letters and advisories. [read post]
22 Feb 2012, 2:00 am
Our friends at Morrison & Foerster issued a Client Alert last week regarding the Commodity Futures Trading Commission’s (the “CFTC”) amendment of Rule 4.5 under the Commodity Exchange Act. [read post]
12 May 2012, 3:07 pm
And that brings us finally to CFTC Rule 3.10, the technical title of which is "Registration of futures commission merchants, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants". [read post]
18 Jul 2017, 9:00 am
When investigating potential wrongdoing, government investigators have powerful tools that they can use to obtain information. [read post]
17 Dec 2010, 1:25 pm
The Commodity Futures Trading Commission on Thursday, December 16, 2010, released a proposal that aims to curb speculative trading in commodities such as oil and precious metals. [read post]
11 Apr 2009, 7:48 am
Just as the Madoff fiasco has led the SEC to announce prosecution of operators of Ponzi schemes, the Commodity Futures Trading Commission, or CFTC, has ramped up prosecutions for commodities fraud. [read post]
14 Dec 2023, 12:42 pm
Commodity Futures Trading Commission for its conduct, and the DOJ will credit that amount as well. [read post]
9 Apr 2007, 12:46 pm
The Commodity Futures Trading Commission filed enforcement actions in the U.S. [read post]
4 Mar 2019, 3:56 pm
On February 25, the Bank of England (BoE), the Financial Conduct Authority (FCA) and the US Commodity Futures Trading Commission (CFTC) published a joint statement detailing the measures that will be taken to ensure the continuity of UK-US derivatives trading and clearing activities after Brexit. [read post]
14 Dec 2015, 5:36 am
Code § 1348 to apply to commodities futures trading. [read post]
13 Mar 2012, 1:36 pm
The Commodities Future Trading Commission (CFTC) has adopted a final rule that makes several amendments to Regulation 4.5, which relates to commodity pool operators. [read post]
12 May 2012, 3:07 pm
And that brings us finally to CFTC Rule 3.10, the technical title of which is "Registration of futures commission merchants, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants". [read post]
11 Oct 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC or Commission) unanimously approved amendments to Form CPO-PQR on October 6 that will streamline the form beginning with the March 31, 2021 reporting period. [read post]
11 Oct 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC or Commission) unanimously approved amendments to Form CPO-PQR on October 6 that will streamline the form beginning with the March 31, 2021 reporting period. [read post]
11 Oct 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC or Commission) unanimously approved amendments to Form CPO-PQR on October 6 that will streamline the form beginning with the March 31, 2021 reporting period. [read post]
