Search for: "US Securities and Exchange Commission v. New Futures Trading International Corporation et al"
Results 1 - 20
of 35
Sorted by Relevance
|
Sort by Date
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
18 Apr 2024, 9:01 pm
And it is incumbent on each of us to make sure it does not come to pass and that investors are not harmed by noncompliance with the securities laws when it comes to this new technology. [read post]
28 Nov 2011, 8:57 pm
At the crux of MF Global's fall is CFTC Rule 1.25 which requires that, futures commission merchants ("FCMs"), like MF Global, are allowed to invest and collect interest on customer funds, in excess of customer funds, used as margin for customer trades. [read post]
10 Oct 2009, 2:36 pm
Guttenberg, et al., C.A. [read post]
12 Apr 2022, 1:34 pm
_________________________________ [1] Weston Family Partnership et al v. [read post]
24 Aug 2022, 9:01 pm
Leading this charge is the Securities and Exchange Commission (“SEC”). [read post]
24 Oct 2018, 4:33 pm
By way of background, on September 20th, 2017, Securities and Exchange Commission (SEC) Chairman Jay Clayton announced a data breach into the SEC’s Electronic Data Gathering and Retrieval (EDGAR) system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
2 Oct 2017, 4:50 pm
Lohmus, Havel & Viisemann, et al in 2005. [read post]
16 Feb 2021, 2:23 pm
” Second, enforcement of federal forum provisions found in corporate charters comport with the internal affairs doctrine, a conflict of law principle that provides the law of the state of incorporation should govern questions regarding a corporation’s internal affairs. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
14 Feb 2018, 2:57 pm
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
24 Jan 2019, 2:36 pm
Securities and Exchange Commission (SEC). [read post]
23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
13 Jul 2009, 6:45 am
(IP finance) Patent perishables – The effects on a company’s patent portfolio when it goes bust (IPEG) Canada Supreme Court rejects application to appeal procedural ruling in copyright case over photos showing marijuana plants growing in the plaintiff’s residence: Agnieska Wojtanowska, et al v Daniel Mustard, et al (Excess Copyright) Federal Court sets high standard of evidentiary detail, reaffirms local… [read post]
23 Apr 2018, 1:20 am
Congress Passes SLUSA to Block Plaintiffs’ State Court Stratagem Prior to the Reform Act, state court litigation of class actions involving nationally traded securities had been rare. [read post]
29 Dec 2021, 12:00 pm
In Milieudefensie et al. v. [read post]
30 May 2008, 9:09 am
: (Spicy IP), India: DCGI preparing document to implement patent-registration linkage: (Spicy IP), New Zealand: Generic pharmaceutical companies taking advantage of NZ IP laws and medicines regulations: (International Law Office), Uganda: Cipla licenses ARV technology into Uganda: (Afro-IP), US: Money saved through generic prescriptions: (GenericsWeb), US: Government plans to keep close tab on drug patent settlements: (GenericsWeb), US: FTC reports 14… [read post]
26 Mar 2007, 7:06 am
Securities and Exchange Commission. [read post]
