Search for: "US Securities and Exchange Commission v. Smith"
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15 May 2024, 9:01 pm
Following an investigation by the SEC’s Division of Enforcement, the Commission institutes an administrative proceeding and finds that because of the mutual conflict of interest created by the audit firm’s provision of non-audit services at reduced rates in exchange for being chosen as the company’s auditor, the audit firm and audit partner were not independent within the meaning of Rule 2-01(b) of Regulation S-X. [read post]
9 May 2024, 9:32 am
After the exchange became heated, defendant shot and killed the driver. [read post]
3 Apr 2024, 9:01 pm
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
6 Mar 2024, 9:03 pm
[5] Commission Guidance Regarding Disclosure Related to Climate Change, Release No. 33-9106 (Feb. 2, 2010) [75 FR 6290 (Feb. 8, 2010)] [6] See Basic Inc. v. [read post]
30 Jan 2024, 9:02 pm
”[24] The court continued by observing that: [H]ere, the Provision is used by an agency of the federal government to shield itself from public view. [read post]
8 Jan 2024, 5:42 pm
Moab Partners, L.P. is whether a violation under a Securities and Exchange Commission regulation, Item 303 of Regulation S-K, can support a claim of securities fraud. [read post]
1 Dec 2023, 3:00 am
Yahoo News – Michael Bender and Anjali Huynh (New York Times) | Published: 11/29/2023 Since the Supreme Court overturned Roe v. [read post]
17 Nov 2023, 10:53 am
Smith v. [read post]
17 Nov 2023, 3:00 am
Supreme Court’s ruling in Dobbs v. [read post]
13 Oct 2023, 4:00 am
In exchange, he allegedly used his influence to protect three businesspeople and benefit the government of Egypt. [read post]
11 Oct 2023, 11:17 am
Standing to raise bankruptcy claims Truck Insurance Exchange v. [read post]
29 Sep 2023, 8:59 am
California Coastal Commission and Dolan v. [read post]
29 Sep 2023, 4:00 am
Yahoo News – Ken Dilanian and Frank Thorp V (NBC News) | Published: 9/27/2023 U.S. [read post]
5 Sep 2023, 9:05 pm
Supreme Court next term of Securities and Exchange Commission v. [read post]
4 Sep 2023, 5:44 am
The fact is that the number of securities suit filings fluctuates. [read post]
8 Aug 2023, 9:05 pm
Securities and Exchange Commission. [read post]
10 Jul 2023, 7:24 am
The Securities & Exchange Commission subpoenaed Covington in January over a 2020 cyber hack that may have resulted in client data being stolen. [read post]
24 May 2023, 6:37 am
Part of Just Security’s work on accountability and election law. [read post]
18 May 2023, 8:01 am
Smith, on its claim that the U.S. [read post]
26 Jan 2023, 7:45 pm
Supreme Court said it cannot identify the person who in the spring leaked a draft of the opinion that overturned Roe v. [read post]
