Search for: "US Securities and Exchange Commission v. Smith" Results 61 - 80 of 174
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1 Dec 2021, 11:39 am by Emily Dai
Email the Roundup Team noteworthy law and security-related articles to include, and follow us on Twitter and Facebook for additional commentary on these issues. [read post]
6 May 2010, 7:38 am by Charles Kotuby
US Supreme Court Grants Review in Case Involving Whether US Securities Laws Apply to Transnational Dealings On Monday, the US Supreme Court granted certiorari in the... [read post]
17 Sep 2007, 1:25 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKAdministrative LawCourt Enforces SEC Order; Defendant at Blame If Address, Fax Number Given SEC Not CurrentSecurities and Exchange Commission v. [read post]
21 Jun 2017, 8:47 am by Aurora Barnes
Sessions 16-983 Issue: Whether, as used in 18 U.S.C. [read post]
28 Mar 2019, 4:13 am by Edith Roberts
Securities and Exchange Commission that a defendant can be charged with violating federal law barring fraudulent securities schemes if he distributed, but did not make, false statements. [read post]
31 Jan 2019, 1:00 am by DONALD SCARINCI
As a public company, MGI was required to file a Form 8-K with the Securities and Exchange Commission (SEC) disclosing the agreements. [read post]
10 Jul 2023, 7:24 am by brbadmin
The Securities & Exchange Commission subpoenaed Covington in January over a 2020 cyber hack that may have resulted in client data being stolen. [read post]
3 Apr 2019, 3:40 am by Edith Roberts
Securities and Exchange Commission, in which the court held that a defendant can be charged with violating federal law barring fraudulent securities schemes if he distributed, but did not make, false statements. [read post]
29 Sep 2023, 4:00 am by Jim Sedor
Yahoo News – Ken Dilanian and Frank Thorp V (NBC News) | Published: 9/27/2023 U.S. [read post]
1 Dec 2023, 3:00 am by Jim Sedor
Yahoo News – Michael Bender and Anjali Huynh (New York Times) | Published: 11/29/2023 Since the Supreme Court overturned Roe v. [read post]
27 May 2014, 4:23 am by Broc Romanek
Securities and Exchange Commission who now sits on the board of the private equity firm KKR & Co – had in hand a 78-page paper larded with more than 400 footnotes. [read post]
6 Oct 2017, 4:00 pm by Amy Howe
Colorado Civil Rights Commission Marinello v. [read post]
9 Aug 2019, 3:00 am by Jim Sedor
” Proposed FEC Rule Would Further Constrain Foreign Election Contributions National Public Radio – Philip Ewing | Published: 8/1/2019 The FEC proposed new rules to outlaw exchanges like the one that took place when a Russian delegation visited Trump Tower in 2016 to offer Donald Trump’s campaign “dirt” on Democrats. [read post]
3 Apr 2018, 4:36 am by Edith Roberts
Securities and Exchange Commission, which involves “the constitutionality of hiring procedures for administrative law judges in the Securities and Exchange Commission. [read post]