Search for: "United Security Financial Corp."
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1 Jul 2009, 11:33 am
The Securities and Exchange Commission is considering whether to file civil charges against State Street Corp. over possible securities violations related to subprime mortgages. [read post]
31 Dec 2013, 2:39 pm
Given the scale of the breach, it is likely that we will see increased activity in the area of consumer financial security and other fast-paced developments as the investigations and cases proceed. [read post]
12 Sep 2008, 3:05 pm
NEW YORK (Thomson Financial) - Trading in shares of UAL Corp. was halted Monday morning on reports that the company was filing for bankruptcy. [read post]
3 Apr 2013, 8:14 am
On March 26, Assured Guaranty Municipal Corp. sued RBS Securities in the United States District Court for the Southern District of New York for fraud in connection with a financial guaranty insurance policy that Assured provided to RBS as part of a $1.15 billion RMBS securitization. [read post]
11 Oct 2011, 9:04 pm
A Houston judge has thrown out a FINRA arbitration panel ruling against Regions Financial Corp. unit Morgan Keegan & Co. ordering the financial firm to pay investors $9.2 million for bond fund-related losses that they sustained. [read post]
4 Apr 2012, 7:43 am
According to reports, the Massachusetts Secretary of State has fined a unit of State Street Corp. $5 million for its role in a mortgage-backed debt obligation. [read post]
4 Aug 2020, 6:53 am
Also named in the action is Michael Furman and his company United Fidelis Group Corp. operating as Fidelis Financial Planning LLC which issues, offers and sells promissory notes to investors in Palm Beach, Florida and elsewhere. [read post]
2 Feb 2011, 10:22 am
In In re InterBank Funding Corp. [read post]
1 Oct 2008, 4:00 pm
Less than three weeks after the district court opinion, the United States Supreme Court in Tellabs clarified the standard for sufficiently pleading scienter in securities fraud cases. [read post]
12 Jul 2019, 2:05 pm
The SEC appreciates the assistance of the Financial Industry Regulatory Authority, the Alberta Securities Commission, the Cyprus Securities and Exchange Commission, the Financial Conduct Authority of the United Kingdom, the Monetary Authority of Singapore, the Ontario Securities Commission, the Securities and Commodities Authority of the United Arab Emirates, the Securities and Futures Commission of Hong Kong, and… [read post]
16 Nov 2011, 5:00 am
Las Vegas Sands Corp., No. 2:10-CV-00765-KJD-GWF (D. [read post]
14 Jan 2012, 8:52 am
This week, Regions Financial Corp. [read post]
15 Mar 2021, 8:05 am
The post Jeffrey Stanga, FMN Capital Corp. [read post]
16 Feb 2024, 9:11 am
An investigation conducted by Homeland Security Investigations (HSI) Washington, D.C. and FBI Minneapolis led to two foreign nationals being charged for engaging in a plot to export Iranian petroleum to China and use the proceeds to benefit Iran’s Islamic Revolutionary Guard Corps-Qods Force, a designated terrorist organization. [read post]
28 Apr 2022, 8:11 am
Newbridge Securities Corp. [read post]
18 Aug 2011, 7:49 pm
Allstate Insurance Corp, a subsidiary of Allstate Corp, filed the securities fraud complaint in New York State Supreme Court this week. [read post]
3 Oct 2011, 4:15 pm
The securities class action filed in the United States Southern District of Florida alleges claims for violation of the Florida Securities and Investor Protection Act. [read post]
27 Nov 2017, 4:28 am
,(United States District Court for the Southern District of New York, 16-cv-2779) the Town and the Ramapo Local Development Corp. (“RLDC”) are enjoined from further violations of the ’34 Act and subject to the following undertakings as set forth in the SEC Press Release:(a) requiring the Town and RLDC to retain an independent consultant (IC) with municipal finance experience appointed by the Court to review and recommend improvements to the Town's and… [read post]
21 Feb 2023, 3:12 am
Financial Professionals Coalition, Ltd. [read post]
26 Jul 2010, 4:27 am
This type of bill has gotten floated regularly over the past decade - but some real legislative movement is more probably post-Citizens United [read post]
