Search for: "United States Securities and Exchange Commission v. Williams"
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4 May 2024, 8:31 pm
Seilkop v. [read post]
30 Jan 2024, 9:02 pm
”[5] Finally, the Commission’s mandatory language states that “[i]f Defendant breaches this agreement, the Commission may petition the Court to vacate the Final Judgment and restore this action to its active docket. [read post]
22 Jan 2024, 9:05 pm
SEC, 463 U.S. 646 (1983). [4] United States v. [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
3 Nov 2023, 11:14 am
In Securities & Exchange Commission v. [read post]
3 Nov 2023, 11:09 am
In Securities & Exchange Commission v. [read post]
11 Oct 2023, 11:17 am
Standing to raise bankruptcy claims Truck Insurance Exchange v. [read post]
1 Sep 2023, 4:00 am
The justices faced heightened security risks, Thomas noted, after the leak of the court’s majority opinion to overturn Roe v. [read post]
29 Aug 2023, 7:33 am
United States. [read post]
19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
29 Jun 2023, 3:33 pm
(relisted after the June 22 conference) Securities and Exchange Commission v. [read post]
17 Jun 2023, 10:42 am
United States v. [read post]
9 May 2023, 9:01 pm
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
8 May 2023, 12:22 am
In December 2022, the Commission wrote to all EU member states seeking to clarify the extent to which such software is in use by Governments across the bloc. [read post]
6 Mar 2023, 1:41 am
Journalist and ghost-writer Isabel Oakeshott has released over 100,000 WhatsApp messages from former Health Secretary Matt Hancock to The Daily Telegraph, revealing exchanges between Mr Hancock and his colleagues about COVID policy at the height of the pandemic. [read post]
22 Feb 2023, 1:07 pm
As a point of context, it’s worth noting that many states already require disclosure or much more draconian regulation of litigation funders backing state court cases—for instance, some states require funds and funders to register, and some even require funding agreements to be disclosed with the state. [read post]
5 Jan 2023, 6:17 pm
In addition to the state law claims, plaintiff alleged that the company had made false and misleading statements in its proxy soliciting materials in violation of Securities Exchange Act Section 14(a). [read post]
14 Nov 2022, 2:12 am
IPKat has produced a book review of Intellectual Property Protection for AI-Generated Creations: Europe, United States, Australia and Japan, by Ana Ramalho, Copyright Counsel at Google, and a Guest Lecturer at Leiden University. [read post]
4 Sep 2022, 4:15 pm
Internet and Social Media The Centre for Internet and Society blog has published an analysis of Peiter “Mudge” Zatko’s whistleblower complaint with the US Securities and Exchange Commission, filed in July 2022, which accuses the platform of serious security failings. [read post]
18 Jul 2022, 11:30 pm
The stupendous rise of this market and vast sums of dollars being paid for NFTs has raised alarm bells at the Securities and Exchange Commission (SEC), the Commodities Futures Trading Commission (CFTC), the Treasury Department, and Congress. [read post]
