Search for: "United States Securities and Exchange Commission v. Williams" Results 41 - 60 of 184
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18 Apr 2018, 4:08 am by Edith Roberts
” In a brief per curiam decision, the justices also dismissed United States v. [read post]
30 Jan 2024, 9:02 pm by renholding
”[5]  Finally, the Commission’s mandatory language states that “[i]f Defendant breaches this agreement, the Commission may petition the Court to vacate the Final Judgment and restore this action to its active docket. [read post]
16 May 2012, 2:32 pm
Surely this is so in Israel, whose Supreme Court pronounced on targeted killings in Public Committee against Torture in Israel (2006), and in the United States, whose Supreme Court held in Hamdan v. [read post]
12 Jun 2007, 5:15 am
Dynamics, where the Commission had to give up on its argument that the Indiana control share acquisition statute was preempted by the Williams Act (the brief specifically stated that the United States did not believe that the Williams Act preempted the statute). [read post]
15 Mar 2012, 9:53 am by William McGrath
The Commission charged William Duncan, a California-based insurance broker (who purchased 10,000 shares of Hi-Shear and made a profit of $85,525), and John Williams, a Pennsylvania-based tax manager (who purchased 850 shares of Hi-Shear and made a profit of $6,803.18). [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
In the following guest post, ISS Securities Class Action Services and the FOX Williams law jointly report on the current state of play in European Class Actions. [read post]
20 Apr 2017, 4:18 am by Edith Roberts
Securities and Exchange Commission, which asks whether a federal statute of limitations on civil penalties and forfeitures applies to disgorgements. [read post]
22 Jun 2018, 3:31 am by Edith Roberts
Securities and Exchange Commission, that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, who have to be appointed by the president, a court or a department head. [read post]
16 Jan 2018, 4:18 am by Edith Roberts
Andrew Chung reports at Reuters that the justices “agreed to hear a challenge to a key Securities and Exchange Commission practice – its use of in-house judges to enforce investor protection laws” Additional coverage of the grant in Lucia v. [read post]
1 Mar 2013, 6:15 am by Rachel Sachs
Other coverage continued to focus on some of the other amicus briefs filed in Hollingsworth and United States v. [read post]
30 Sep 2010, 6:45 am by David G. Badertscher
Court of Appeals, Second CircuitBusiness Law Judge Exceeded Authority in Ordering Wiretaps Turned Over to SEC in Galleon Case Securities and Exchange Commission v. [read post]
12 Jun 2009, 10:49 am
United States Issue: Does United States v. [read post]
18 Jul 2012, 12:20 pm
§ 78n(d)(4) and (e)), by omitting material facts from the Schedule 14D-9 Solicitation/Recommendation Statement Cost Plus filed with the Securities & Exchange Commission in connection with the Merger. [read post]
12 Jul 2010, 9:31 am by Erin Miller
Opinion below (5th Circuit) Petition for certiorari Title: United Rentals v. [read post]