Search for: "United States Service Industries, Inc." Results 41 - 60 of 3,960
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11 Mar 2014, 3:39 pm
Employees of private contractors and subcontractors who provide services to publicly traded companies including mutual funds are protected by the whistleblower provisions of Sarbanes-Oxley Act of 2002 ("Act"), the United States Supreme Court held in its decision dated March 4, 2014. [read post]
25 Mar 2020, 10:51 am
 2015 DMA LawsuitIn 2015, husband and wife Giovanni and Mariantonia Lanza were 91-year-old former professors, who had filed a lawsuit seeking over $400,000 in damages in the United States District Court for the District of Massachusetts ("DMA") against Ameriprise Financial Services, Inc. and their former stockbroker Richard Ewing. ... [read post]
1 May 2020, 6:22 am
Campbell, Respondents (Petition to Vacate Arbitration Award, United States District Court for the Southern District of New York)Brokerage Firm Sues Compliance Services Provider Over FINRA Sanctions.Triton Pacific Securities, LLC, Plaintiff/Counterclaim Defendant v. [read post]
10 Jan 2020, 1:41 am
(Opinion, United States Supreme Court)FINRA Imposes $1 Million Fine On Prudential Investment Management Services For Retirement Plans' Supervisory Issues. [read post]
2 May 2012, 7:55 am by Libbie Canter
Last week, a district court declined to stay a lawsuit against Google Inc. and group-texting service Slide, Inc. alleging a violation of the Telephone Consumer Protection Act (“TCPA”). [read post]
26 Mar 2012, 1:42 pm by WIMS
Appeals from the United States District Court for the District of Maryland, at Greenbelt. [read post]
12 Oct 2018, 10:23 am by Renae Lloyd
Red Violet, Inc., a software and services company, specializes in big data analysis providing cloud-based mission-critical information solutions to enterprises in various industries in the United States. [read post]
1 Apr 2010, 1:20 pm
The following exporters have received normal values (which I like to call the secret price lists): Exporters that have received normal values: United States Elkhart Products Corporation Interstate Assembly Systems Mueller Industries Inc. [read post]
15 Mar 2016, 6:54 am by Lax & Neville LLP
On February 5, 2016, a Financial Industry Regulatory Authority (“FINRA”) panel of arbitrators (the “Panel) rendered an Award (the “Award”) against the Royal Bank of Scotland’s United States securities divisions, RBS Securities, Inc. [read post]
14 Oct 2010, 2:59 am
Eisenberg has been named vice president of food safety services for  United Fresh Produce Association, the big Washington, D.C. [read post]
27 Dec 2017, 11:17 am by Renae Lloyd
FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute. [read post]
26 Jun 2017, 7:08 pm
Defendant filed a counter suit in the United States District Court for the District of New Jersey on February 25, 2016 before being served for the Maryland case. [read post]