Search for: "United States v. Schwartz" Results 21 - 40 of 409
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3 Apr 2023, 4:20 am
FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) ... [read post]
10 Mar 2023, 2:12 pm by John Ross
His estate sues the several prison employees under Bivens and the United States via the FTCA. [read post]
7 Mar 2023, 12:00 pm by Gary Corn, Melanie Teplinsky
Entitled “Combating Ransomware: One Year On,” the paper was drafted in consultation with leading experts in the field: V. [read post]
6 Mar 2023, 10:39 am by Avery Schmitz
ET: The House Foreign Affairs Committee will hold a hearing to review the United States’ withdrawal from Afghanistan. [read post]
1 Mar 2023, 6:30 am by Guest Blogger
For example, Schwartz urges more state legislatures to adopt a version of a reform that enacted in Colorado. [read post]
17 Feb 2023, 1:52 pm by John A. Emmons, Avery Schmitz
Stephen Heifetz evaluated the burden of enhancing export controls and screening foreign investments in the United States on the Committee on Foreign Investment in the United States (CFIUS), the entity that would be responsible for enforcing such directives. [read post]
5 Dec 2022, 12:49 am by INFORRM
” This is despite China’s National Intelligence Law which requires citizens to cooperate and assist with state intelligence work. [read post]
17 Jul 2022, 9:05 pm by Stephen M. Bainbridge
”[15] The purpose of a restatement is to clarify “the underlying principles of the common law” that have “become obscured by the ever-growing mass of decisions in the many different jurisdictions, state and federal, within the United States. [read post]