Search for: "Variable Annuity Marketing Company"
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28 Jul 2021, 3:50 am
More broadly, income subject to substantial information reporting requirements includes pensions, annuities, interest income, dividend income, unemployment compensation, and taxable Social Security benefits. [read post]
27 May 2021, 8:52 am
Variable annuities are complex products, commonly marketed and sold to retirees or individuals saving for retirement, that permit customers to choose among a variety of contract features and options. [read post]
13 May 2021, 1:58 pm
-based brokerage firms and financial management institutions that sold clients on the safety and reliability of Northstar’s fixed and variable rate annuity investment products when the risks were actually much higher due both to a lack of U.S. regulatory safeguards and the company’s history of mismanagement. [read post]
7 May 2021, 9:03 am
-based brokerage firms and financial management institutions that sold the Northstar fixed and variable rate annuity investments, in particular to retirees and the elderly, as safe and secure when in fact the risk of the investments were magnified by the lack of U.S. regulatory safeguards and the company’s history of mismanagement. [read post]
6 May 2021, 9:02 am
Recently, FINRA, which is the regulatory body responsible for policing the brokerage/investment markets, fined O.N. [read post]
3 May 2021, 2:53 pm
Variable annuities are complex investments that are commonly marketed and sold to retirees or individuals saving for retirement. [read post]
24 Feb 2021, 5:42 am
Broker-advisors are perennially being cited for variable annuity marketing abuses. [read post]
2 Feb 2021, 8:41 am
The action alleges that “Kulch over-concentrated customers in illiquid, risky, and high commission products including non-traded real estate investment trusts and variable annuities. [read post]
11 Dec 2020, 1:13 pm
— Background Northstar Financial Services (Bermuda) is a 20-year-old company that offers annuity-type insurance products as well as other fixed- and variable-rate investments. [read post]
3 Nov 2020, 7:23 am
June, 2016: A customer dispute alleged that Kovacs did not disclose any of the fees associated with a variable annuity purchase. [read post]
9 Sep 2020, 11:41 am
Variable Annuity Life Ins. [read post]
31 Aug 2020, 10:51 am
You can also lose money if you make withdrawals while the indexed annuity’s market value is down. [read post]
11 Aug 2020, 6:00 am
In the 2010s, as the rest of the economy recovered, so did the LIHTC market. [read post]
31 Jul 2020, 12:35 pm
Variable annuities are big business and insurance companies and retirement planners sell billions of annuities each year. [read post]
30 Jul 2020, 2:39 am
In both instances, the customers allege that Haywood II recommended that they purchase a variable annuity contract and alternative investments, including non-traded real estate investment trusts (REITs) and business development companies (BDCs). [read post]
30 Jul 2020, 2:39 am
In both instances, the customers allege that Haywood II recommended that they purchase a variable annuity contract and alternative investments, including non-traded real estate investment trusts (REITs) and business development companies (BDCs). [read post]
6 Jul 2020, 7:12 am
February, 2010: A customer dispute requested $50,000 in damages regarding 2 variable annuity contracts he sold for a total of $450,000. [read post]
26 May 2020, 6:57 am
November, 2007: A customer dispute alleged that a variable annuity wasn’t in the client’s best interest and requested $5,696 in damages, which was denied. [read post]
4 May 2020, 6:39 am
Essentially, a variable annuity is a contract with an insurance company under which the insurer agrees to make periodic payments to you. [read post]
14 Apr 2020, 3:53 pm
Missouri: On April 13th, the Missouri Department of Commerce and Insurance (the “Department”) issued Insurance Bulletin 20-09 authorizing the issuance of a temporary resident insurance producer license for life, variable life and variable annuity, accident and health, property, casualty, personal lines and crop. [read post]
