Search for: "WACHOVIA BANK "
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27 Aug 2023, 6:25 am
Wachovia Bank, Nat’l Ass’n v. [read post]
23 May 2023, 9:05 pm
Citibank, Bank of America, Wachovia, and Washington Mutual all failed in 2008 (three were bailed out and one was seized and sold) because managers fatally misunderstood mortgage risk. [read post]
20 Apr 2023, 1:18 pm
The Treasury and the Federal Reserve Board, say subsidiary of Wells Fargo and its predecessor, Wachovia Bank, provided a European bank with financial software, called Eximbills, that was used to process 124 transactions with blacklisted entities and the transactions totaled about $532 million. [read post]
11 Apr 2023, 5:59 pm
(The aggregate figures don’t include investment banks such as Bear Stearns and Lehman Brothers, which weren’t federally insured, nor banks that were sold under pressure but didn’t technically fail, such as Countrywide Financial and Wachovia.) [read post]
30 Mar 2023, 12:37 pm
In a release, OFAC said that Wells Fargo and its predecessor, Wachovia Bank, provided a European bank with software beginning in 2008 that allowed the firm to process 124 transactions involving sanctioned individuals or jurisdictions. [read post]
29 Mar 2023, 11:15 am
It kept a banking license, dressed up like a bank, and even suffered bank regulation, such as it was, but somewhere along the way it had stopped acting like a bank. [read post]
9 Jan 2023, 9:01 pm
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
5 Jan 2023, 2:22 pm
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
2 Aug 2022, 6:40 am
Wachovia Com. [read post]
19 Jan 2022, 6:22 pm
Wachovia Bank, 255 F. [read post]
2 Feb 2021, 7:25 am
(CRD#:46214) and LPL Financial Corporation (CRD#:6413), also of Danbury, CT, and Wachovia Securities, LLC (CRD#:19616) of Ossining, NY. [read post]
20 Sep 2020, 11:03 am
“Some of these people in those crisp white shirts in their sharp suits are feeding off the tragedy of people dying all over the world,” said Martin Woods, a former suspicious transactions investigator for Wachovia. [read post]
20 Mar 2020, 9:48 am
Thus, Californian law may govern a Bank of America 529 Plan, where a Wachovia Plan may be the creature of North Carolina law. [read post]
6 Feb 2020, 11:15 am
Whistleblowers Share the Personal Toll of Whistleblowing The evening continued with Mueller and Inman joining a panel moderated by Anna Myers of Whistleblowing International Network (WIN) and featuring: Wachovia Bank whistleblower Martin Woods, who exposed the laundering of millions of dollars for Mexican drug cartels. [read post]
3 Jan 2020, 1:37 pm
Firm subsequently learned that at least seven of PBOM’s clients moved money from UBS accounts to outside bank accounts from which they wrote checks to an entity with which PBOM is affiliated. [read post]
1 Nov 2019, 5:49 am
Cohen has worked with Citigroup Global Markets Inc. since February 19, 2019 under the umbrella of Citi Retail Banking in Glen Head, New York, and Citi Retail Banking in Glen Cove, New York, according to Cohen’s FINRA BrokerCheck Report. [read post]
1 Nov 2019, 5:49 am
Cohen has worked with Citigroup Global Markets Inc. since February 19, 2019 under the umbrella of Citi Retail Banking in Glen Head, New York, and Citi Retail Banking in Glen Cove, New York, according to Cohen’s FINRA BrokerCheck Report. [read post]
12 Jun 2019, 12:00 pm
While several banks underwrote the securities, the investor fraud case is targeting Wachovia Capital Markets, LLC, an ex-Wachovia brokerage firm, that is now Wells Fargo Securities, LLC. [read post]
15 May 2019, 7:21 am
Wachovia Securities, 756 F. [read post]
10 May 2019, 11:37 am
Background GDG Mortgage, Inc., borrowed $250,000 from Wachovia Bank. [read post]
