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Hunter Plays Hamlet on the Delaware: New Filings in the Laptop Litigation Take a Shakespearean Twist
10 Sep 2023, 7:43 am
These refusals continued despite the fact that the Isaac team forced the disclosure of “frequent uses of Wells Fargo ATMs within a few miles of Mac Isaac’s shop. [read post]
31 Aug 2023, 10:02 pm
Indeed, Bloomberg recently reported : “Financial crime experts at major banks, including Wells Fargo & Co. and Deutsche Bank AG, say the fraud boom on the horizon is one of the biggest threats facing their industry. [read post]
31 Aug 2023, 6:59 am
The post Attention Wells Fargo Bingo Players appeared first on Above the Law. [read post]
26 Aug 2023, 5:00 am
Wells Fargo Alarm Servs., a Div. of Baker Protective Servs., Inc., 427 So. 2d 332 (Fla. 3d DCA 1983) (“A party cannot contract against liability for his own fraud in order to exempt him from liability for an intentional tort, and any such exculpatory clauses are void as against public policy. [read post]
25 Aug 2023, 7:20 am
The Securities and Exchange Commission charged Wells Fargo Clearing Services LLC and Wells Fargo Advisors Financial Network LLC (collectively, Wells Fargo) for overcharging more than 10,900 investment advisory accounts more than $26.8 million in advisory fees. [read post]
25 Aug 2023, 6:05 am
The Securities and Exchange Commission today charged Wells Fargo Clearing Services LLC and Wells Fargo Advisors Financial Network LLC (collectively, Wells Fargo) for overcharging more than 10,900 investment advisory accounts more than $26.8 million in…Read the Full Press Release Have a securities law question? [read post]
24 Aug 2023, 11:18 am
Wells Fargo was one of the first derivative settlements of this modern era which included a very large monetary settlement. [read post]
21 Aug 2023, 9:42 am
These resolutions include settlements with the following banks, mortgage originators, and rating agencies: Ally Financial; Aurora Loan Services; Bank of America; Barclays; Citigroup; Credit Suisse; Deutsche Bank; General Electric; Goldman Sachs; HSBC; JPMorgan; Moody’s; Morgan Stanley; Nomura; Royal Bank of Scotland; S&P; Société Générale; Wells Fargo. [read post]
21 Aug 2023, 6:39 am
Many lenders, including Sallie Mae and Wells Fargo, will, however, forgive such debts upon death. [read post]
21 Aug 2023, 4:34 am
The burden then shifted to the petitioner to raise a question of fact as to whether the statute of limitations has been tolled or is otherwise inapplicable, or whether the petitioner actually commenced the proceeding within the applicable limitations period (see Edem v Wondemagegehu, 175 AD3d at 467; Coleman v Wells Fargo & Co. [read post]
17 Aug 2023, 5:03 am
Wells Fargo Home Mortgage, Inc., No. 2013-CV-7170 (C.P. [read post]
14 Aug 2023, 11:00 am
The Justice Department has secured settlements with 18 other financial institutions over mortgage-backed security issues, including Bank of America, Citigroup, General Electric, Goldman Sachs, JPMorgan, and Wells Fargo. [read post]
13 Aug 2023, 6:51 am
Investing in middle managers pays off—literally Caring for Yourself and Your Mental Health During a Job Search Tips for Audience Engagement Making Time for Our Mental Health and Well-Being within the Hybrid / Remote Workplace Leading your law firm into the Gen AI Era Wells Fargo, other Wall Street banks fined $549 million for record keeping failures- widespread use of text messaging, WhatsApp, Signal by people in regulated financial industries is a… [read post]
10 Aug 2023, 7:00 am
On August 8, the CFTC announced that it had settled charges against swap dealer and futures commission merchant (FCM) affiliates of four financial institutions: BNP Paribas, Société Générale, Wells Fargo, and Bank of Montreal. [read post]
9 Aug 2023, 11:25 am
The firms and their penalties have been produced and outlined as follows: Wells Fargo Securities, LLC together with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC agreed to pay a $125 million penalty; BNP Paribas Securities Corp. and SG Americas Securities, LLC have each agreed to pay penalties of $35 million; BMO Capital Markets Corp. and Mizuho Securities USA LLC have each agreed to pay penalties of $25… [read post]
9 Aug 2023, 4:37 am
“Other banks face problems similar to those of Wells Fargo. [read post]
8 Aug 2023, 12:22 pm
" Wells Fargo was hit with the biggest fines, agreeing to pay the SEC a $125 million penalty and the CFTC another $75 million. [read post]
8 Aug 2023, 11:25 am
(CRD#:7059), New York, NY Lilia Nia: B – 09/03/2013 – 02/26/2021, Purshe Kaplan Sterling Investments (CRD#:35747), Fairfield, NJ B – 04/24/2012 – 09/16/2013, Wells Fargo Advisors Financial Network, LLC (CRD#:11025), Fairfield, NJ It was reported by FINRA that Weisbrod and Nia voluntarily resigned from Purshe Kaplan in February 2021. [read post]
8 Aug 2023, 9:31 am
The SEC’s investigation into violations by Wells Fargo Securities, LLC, Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, was conducted by Kashya Shei and supervised by Jason H. [read post]
8 Aug 2023, 5:58 am
[American Lawyer] * Attorneys in Wells Fargo case ask for $180 million. [read post]
