Search for: "WORLD CAPITAL BROKERAGE INC."
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16 Feb 2021, 1:30 pm
He was formerly in the employment of Concorde Investment Services, LLC and Triad Advisors, Inc. between April 2006 and April 2018. [read post]
16 Feb 2021, 1:30 pm
He was formerly in the employment of Concorde Investment Services, LLC and Triad Advisors, Inc. between April 2006 and April 2018. [read post]
11 Feb 2021, 2:42 pm
Michael has also repeatedly been recognized as one of the Leading IP Strategists in the World. [read post]
5 Nov 2020, 7:35 am
’s V 2.65% $5.3 billion deal to acquire Plaid Inc., a key player in the financial-technology space. [read post]
29 Jul 2020, 12:20 pm
World Group Securities, Inc. [read post]
18 May 2020, 6:05 am
” (Macquarie Capital [USA] Inc. v Morrison & Foerster LLP, 157 AD3d 456, 457 [1st Dept 2018].) [read post]
30 Apr 2020, 7:44 am
In recent weeks, other firms have said they will back Libra, including e-commerce giant Shopify, non-profit organization Heifer International and cryptocurrency brokerage Tagomi. [read post]
15 Apr 2020, 8:56 am
Securities industry rules, enforced by the Securities and Exchange Commission and the Financial Industry Regulatory Authority Inc., require that brokerages and investment advisors must make fair and balanced disclosures to clients. [read post]
24 Dec 2019, 7:19 am
According to FINRA Disciplinary actions for December 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bartley, Jevon Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Cross, Anita Gasser, Robert Barclays Capital… [read post]
26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services… [read post]
15 Oct 2019, 10:10 am
The post Mediatrix Capital, Blue Isle Markets Inc., & Blue Isle Markets Ltd. [read post]
15 Oct 2019, 10:10 am
The post Mediatrix Capital, Blue Isle Markets Inc., & Blue Isle Markets Ltd. [read post]
1 Aug 2019, 9:01 am
Robert Henderson Jr. has been registered with IFS Securities in Margate, Florida since December 17, 2010, FINRA states, has 34 years in the securities industry, has 8 state licenses, and has also been registered at the following firms: First American Capital & Trading Corporation, Miami Lakes, Florida— September 17, 2008 to December 31, 20101st Discount Brokerage, Inc., Miami Lakes, Florida— August 21, 2002 to September 18, 2008Acument Securities,… [read post]
1 Aug 2019, 9:01 am
Robert Henderson Jr. has been registered with IFS Securities in Margate, Florida since December 17, 2010, FINRA states, has 34 years in the securities industry, has 8 state licenses, and has also been registered at the following firms: First American Capital & Trading Corporation, Miami Lakes, Florida— September 17, 2008 to December 31, 20101st Discount Brokerage, Inc., Miami Lakes, Florida— August 21, 2002 to September 18, 2008Acument Securities,… [read post]
3 Jul 2019, 2:23 pm
Fallone and Kozak are co-founders of OnPoint Analytics Capital Partners, which is a “boutique capital advisor firm dedicated to sourcing and introducing alternative investment opportunities to qualified investors around the world. [read post]
30 Jun 2019, 1:18 pm
Shea has spent 8 years in the securities industry with 10 different firms, and has also been registered with the following firms: Arete Wealth Management, LLC, Orinda, CA— May 20, 2016 to August 16, 2017Penserra Securities, LLC, Orinda, CA— February 11, 2015 to April 4, 2016Gordian Investments, LLC, Orinda, CA— September 24, 2012 to September 30, 2014Internet Securities, San Francisco, CA— March 23, 2012 to September 4, 2012 White Pacific Securities, Inc., San… [read post]
26 Mar 2019, 1:20 pm
In 2017, one of the largest asset managers in the world, Blackstone’s GSO Capital Partners disclosed that it had taken out insurance on bonds issued by Hovnanian Enterprises Inc., essentially betting that the home builder would default on the debts, according to an article last summer in the Wall Street Journal. [read post]
26 Feb 2019, 6:25 am
According to BrokerCheck records financial advisor Mark Lamendola (Lamendola), formerly employed by Wordl Capital Brokerage, Inc. [read post]
14 Jan 2019, 10:22 am
Lamendola also allegedly altered the customer’s complaint letter to conceal that he settled away from his employing firm, World Capital Brokerage, Inc. [read post]
15 Nov 2018, 6:21 am
Scalese was registered with Summit Brokerage Services, Inc. in Dunmore, PA from March 29, 2010 until November 2, 2012, FINRA notes, and also worked with NFP Securities, Inc. in Dickson City, PA from April 6, 2006 until March 31, 2010. [read post]
