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4 Sep 2018, 2:57 am
As noted in this WSJ article, SEC Chair Jay Clayton recently noted in this speech that a concept release on capital formation is on the way. [read post]
7 Aug 2018, 9:38 am
Senator Charles Grassley has this op-ed in the WSJ with the above title. [read post]
1 Aug 2018, 3:06 am
Maybe they write a 17-page client letter to say they’re still better at picking stocks, as described in this WSJ article. [read post]
24 Jun 2018, 3:38 am
Wendy Kaminer’s WSJ op-ed caused a bit of a ruckus among her former ACLU friends. [read post]
19 Jun 2018, 2:09 am
This nice blog from Cooley’s Cydney Posner offers a bunch of interesting nuggets from an interview with SEC Chair Jay Clayton and Corp Fin Director Bill Hinman at a recent WSJ event. [read post]
22 May 2018, 3:11 am
Keith Ellison’s staff (D-Minn) looked at pay ratios from 225 large companies that were responsible for employing more than 14 million workers. [read post]
11 May 2018, 6:00 am
For the staff, productive communication with defense counsel can often provide a better understanding of complicated businesses, markets, and financial products. [read post]
12 Apr 2018, 3:00 am
For instance, this WSJ article says that cryptocurrency firm Coinbase is exploring the possibility of registering as a broker-dealer. [read post]
12 Apr 2018, 3:00 am
For instance, this WSJ article says that cryptocurrency firm Coinbase is exploring the possibility of registering as a broker-dealer. [read post]
10 Apr 2018, 9:02 pm
The WSJ Health Forum is not the only indication that Gottlieb likes a big stage. [read post]
29 Mar 2018, 8:46 pm
Columbia Journalism Review: “Alleging “censorship,” Wall Street Journal staffers circulated a letter yesterday decrying the suppression of a story detailing uneven gains in the decade since the financial crisis. [read post]
8 Feb 2018, 4:43 am
The hiring is a rare instance of a former lawmaker joining a federal agency in a staff role. [read post]
7 Feb 2018, 6:45 am
I do not understand the rationale for allowing staff members, but not additional Members of the Committee, to look at the applications. [read post]
31 Jan 2018, 12:53 pm
Digital membership is available to all current Harvard faculty, students and staff, and includes unlimited access via WSJ.com or the WSJ app. [read post]
29 Jan 2018, 11:28 pm
With respect to these two scenarios, I have instructed the SEC staff to be on high alert for approaches to ICOs that may be contrary to the spirit of our securities laws and the professional obligations of the U.S. securities bar. [read post]
3 Jan 2018, 3:00 am
The most interesting thing I found was this study by an NYU professor referenced in the WSJ report. [read post]
31 Dec 2017, 1:46 pm
A picture taken on November 20, 2017 shows logos of US online news and social networking service Twitter displayed on computers’ screens. [read post]
13 Nov 2017, 3:03 am
New research suggests “SEC rule intended to prevent conflicts of interest among staff has actually had the perverse effect of causing staff to profit from their knowledge as insiders of the SEC” [Thaya Brook Knight, Cato] “Federal Prohibition Left California Cannabis Farmers Without Insurance or Banks When Wildfires Struck” [Christian Britschgi] “Is Dodd-Frank/SOX reform dead? [read post]
22 Aug 2017, 8:58 am
That includes Secretary of State Rex Tillerson, Defense Secretary Jim Mattis, Chief of Staff John Kelly and national security adviser Gen. [read post]
12 Aug 2017, 10:05 am
Maybe his staff can help him. [read post]
