Search for: "Waddell " Results 21 - 40 of 229
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4 Jan 2019, 12:26 pm by Silver Law Group
The Financial Industry Regulatory Authority Inc. has barred former Waddell & Reed broker, Robert Lee Basile (CRD #2392772). [read post]
8 Aug 2009, 6:49 am
  Interestingly, there is not much information or detail in the articles except that the Galax Police Department and Galax Department of Social Services are investigating multiple allegations of abuse at the Waddell Nursing & Rehab Center. [read post]
17 Mar 2017, 9:12 am by Renae Lloyd
Stanley, former Waddell & Reed Inc. broker has been permanently barred from the securities industry. [read post]
15 Mar 2017, 11:05 am by Renae Lloyd
Beck due to the charges of misappropriated funds while working for Waddell & Reed. [read post]
19 Apr 2023, 7:40 am by qbaron
Dark Pattern Research from Lior Strahilevitz and Jamie Luguri, ’19, Cited in ‘Consumer Reports’ qbaron Wed, 04/19/2023 - 09:40 Read more about Dark Pattern Research from Lior Strahilevitz and Jamie Luguri, ’19, Cited in ‘Consumer Reports’ Consumer Reports Kaveh Waddell Your Smart Devices Are Trying to Manipulate You With ‘Dark Patterns’ [read post]
14 Jun 2023, 10:04 am by Stoltmann Law
By Melanie Waddell April 14, 2023 at 10:37 AM The new rule imposes stricter standards on “straight-in” expungements and sets up a special roster of arbitrators. [read post]
7 Feb 2007, 7:32 am
Lynn Waddell, The New York Times 02/06/2007 Read Article: The New York Times [read post]
9 Jun 2023, 11:52 am by Stoltmann Law
By Melanie Waddell February 02, 2022 at 03:58 PM FINRA allowed one lawyer to “secretly red line” the list of arbitrators under consideration, according to a ruling. [read post]
16 Jun 2023, 12:12 pm by Stoltmann Law
By Melanie Waddell June 16, 2023 at 03:02 PM FINRA is conducting more on-site exams, but examiners will spend less time on-site. [read post]
6 Oct 2013, 12:42 pm by Adam Gana
She then worked for Waddell & Reed, Inc until her termination in July 2012 when she was terminated for forging customer signatures. [read post]
18 Feb 2019, 2:32 pm by Sabrina I. Pacifici
Axios: “Researchers have broadened the controversial technology called “deepfakes” — AI-generated media that experts fear could roil coming elections by convincingly depicting people saying or doing things they never did, Axios’ Kaveh Waddell reports. [read post]
On Saturday, July 10, Tawny interviewed Emily Waddell, Associate Attorney in Verrill's Employment & Labor Group, for this segment of HR Power Hour. [read post]
20 Jun 2009, 10:20 am
Zachary Waddell, age 8, was found dead June 13th with his head pinned in an elevator at First Christian Church in Sturgis, Kentucky. [read post]
11 Mar 2009, 6:43 am
” The speakers are Charlie Angus (the NDP’s “digital affairs critic”), Michael Geist, Don Quarles, Stephen Waddell and Victoria Owen. [read post]
2 Jun 2008, 2:23 am
Waddell discusses declaratory judgment issues concerning the impact of a covenant not to sue within the case of Merck & Co., Inc., v. [read post]
6 Feb 2019, 12:44 pm by Renae Lloyd
Donald Logan – Waddell & Reed – Silverdale, Washington According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly suspended Donald Logan (CRD #5537486) from acting as a broker for 18 months and fined him $25,000. [read post]
18 Jul 2017, 4:04 pm by INFORRM
Christopher Waddell, Professor, School of Journalism and Communication, Carleton University This article was originally published on The Conversation. [read post]