Search for: "Walling v. Frank"
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10 Mar 2014, 8:13 am
The Sarbanes-Oxley Act (“Sarbanes-Oxley”) and Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) whistleblower anti-retaliation provisions have been the subject of great debate as to what categories of individuals and activities are protected. [read post]
8 Jun 2011, 11:43 am
Deep Blue or Ken Jennings v. [read post]
2 Nov 2010, 1:59 am
Among the many innovations introduced in the massive Dodd-Frank Wall Street Reform and Consumer Protection Act enacted this past July are the new whistleblower provisions, designed to encourage employees and others to report securities law violations to the SEC. [read post]
27 Jul 2010, 6:00 am
On June 29, 2010, after months of wrangling, the House-Senate Conference Committee issued the conference report on the Dodd-Frank Wall Street Reform and Consumer Protection Act, a 2,319 page amendment to H.R. 4173 (the “Act”). [read post]
31 Jul 2007, 12:15 pm
Barney Frank and John Conyers, Jr. spend taxpayer dollars to file a late amicus brief on behalf of plaintiffs' lawyers and against investors in Stoneridge v. [read post]
26 Jun 2017, 6:23 am
In the debates leading up to the passage of the Dodd-Frank Act, Wall Street firms emphasized the importance and effectiveness of their internal compliance programs. [read post]
22 Jul 2013, 10:27 am
., was not a whistleblower under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd Frank"). [read post]
5 Aug 2015, 9:25 am
In Khaled Asadi, Plaintiff-Appellant, v. [read post]
2 Mar 2011, 9:01 am
"Pezza v. [read post]
1 Aug 2010, 2:07 pm
The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Act”) has changed a number of laws in all of the securities acts including the Commodity Exchange Act. [read post]
26 Jul 2010, 5:00 am
The Dodd-Frank Wall Street Reform Act and a short Summary of the legislation are posted online. [read post]
30 May 2007, 10:14 pm
Our own Ted Frank has an op-ed in today's Wall Street Journal. [read post]
13 Oct 2022, 12:27 pm
Nelson, and (2) the amendments to the NBA in the Dodd Frank Wall Street Reform and Consumer Protection Act did not change this analysis. [read post]
26 Jul 2010, 12:05 pm
In addition, the decision in Cuomo v. [read post]
21 Jul 2012, 4:55 pm
The lawsuit, Leshinsky v. [read post]
29 Nov 2021, 6:38 am
Pix Credit HERE Frank S. [read post]
11 Jan 2011, 12:04 pm
Broc Romanek reports: Last week, Michele Bachmann (R-Minn.) and 4 Republican co-sponsors introduced a bill entitled "to repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act" (here is a related article). [read post]
28 Feb 2018, 3:38 pm
Dodd-Frank Wall Street Reform and Consumer Protection Act, 124 Stat. 1376, Pub. [read post]
7 Aug 2013, 6:26 am
FisherWhen the State National Bank of Big Spring case challenging the constitutionality of several titles of the Dodd-Frank Wall Street Reform & Consumer Protection Act (“Dodd-Frank”) was originally filed in June 2012, I immediately identified its vulnerability to a motion to dismiss for lack of standing. [read post]
21 Jul 2022, 6:52 pm
The wall of separation between Church and State (Everson v. [read post]
