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22 Apr 2017, 2:28 pm
Next Tuesday, the 25th of April, the shareholders of Wells Fargo will meet for the first time since the news of the massive Wells Fargo mis-selling scandal broke last September when the firm was hit with penalties of $185 million for opening 1.5 million bank accounts and issuing 565,000 credit cards for customers without their consent. [1] In recent weeks, the two leading proxy advisory firms have recommended negative votes many of the directors serving on the… [read post]
22 Apr 2017, 2:28 pm
Next Tuesday, the 25th of April, the shareholders of Wells Fargo will meet for the first time since the news of the massive Wells Fargo mis-selling scandal broke last September when the firm was hit with penalties of $185 million for opening 1.5 million bank accounts and issuing 565,000 credit cards for customers without their consent. [1] In recent weeks, the two leading proxy advisory firms have recommended negative votes for many of the directors serving on the… [read post]
22 Sep 2016, 12:58 pm
I am willing to bet that none of the Wells Fargo customers knew they were waiving their right to a jury trial when they became customers of Wells Fargo. [read post]
8 Mar 2022, 8:18 am
” According to news reports, Wells Fargo, and FINRA deny the allegations, with Wells Fargo planning an appeal. [read post]
27 Nov 2012, 10:54 am
Among the reasons given are Wells Fargo's payday lending practices. [read post]
22 Jul 2009, 6:07 am
Wells Fargo has joined other big banks in reporting significant second-quarter results, with a 47 percent rise in profit helped by its acquisition of Wachovia. [read post]
13 Oct 2008, 1:57 am
The Federal Reserve on Sunday gave its stamp of approval to the takeover of Wachovia by Wells Fargo, which had battled Citigroup for ownership of the wounded bank. [read post]
15 Dec 2011, 11:52 am
Wells Fargo's Failure to Review Suitability of Reverse Convertible Transactions FINRA found that Wells Fargo, through one broker, had recommended hundreds of unsuitable reverse convertible transactions. [read post]
7 Jul 2010, 8:04 am
This has been an ongoing problem with Wells Fargo. [read post]
24 Jul 2007, 4:05 am
In an article written by Reuters reporter Al Yoon, Wells Fargo Pulls Popular Subprime Loan From Mix, Wells says the $583 billion market for such loans relies on opinions of rating [...] [read post]
11 Oct 2018, 10:58 am
While Davis was with Wells Fargo Advisors as a broker between 2012 and 2016, he also worked at Wells Fargo Bank as a branch manager and personal banker. [read post]
18 Nov 2009, 1:45 pm
A Wells Fargo spokeswoman was not immediately available to comment. [read post]
10 Mar 2020, 7:07 pm
The Majority’s staff report also uncovered notes from a May 2019 Federal Reserve meeting with Wells Fargo reflecting that a senior Wells Fargo executive stated “if he were CEO, he would not allow the addition of any new customers to the company since the firm is operating in this environment. [read post]
18 May 2011, 7:29 pm
If you are having problems with your loan with Wells Fargo, you should seek the advice of an attorney. [read post]
4 Dec 2020, 9:17 am
The broker, who is also a registered Wells Fargo investment adviser, consented to the sanctions but is not denying or admitting to the findings. [read post]
22 Jun 2017, 2:55 pm
According to FINRA, in 2008, Wells Fargo (WFC) reviewed its OTC options trading reporting procedures. [read post]
30 Mar 2020, 2:22 pm
In fact, Wells Fargo had already been sanctioned by FINRA in 2012 for conduct occurring prior to 2009. [read post]
17 Jun 2023, 1:19 am
The post Wells Fargo Wins Appeal of ‘Secret Agreement’ Case, Arbitration Award Reinstated appeared first on Stoltmann Law. [read post]
9 May 2012, 2:28 pm
In November 2011, Wells Fargo Advisors, LLC. filed an arbitration claim against Kenneth Ray Koger. [read post]
4 May 2023, 7:49 am
He can be reached at Jeff@JeffNewmanLaw.com or at 617-823-3217 The post Wells Fargo to pay $3.7 Billion for alleged illegal practices appeared first on Jeff Newman Law. [read post]
