Search for: "Wells Fargo Asset Securities Corporation"
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25 Jan 2019, 5:58 am
Pinedo, Mayer Brown LL, on Sunday, January 20, 2019 Tags: Brexit, Cybersecurity, Disclosure, Engagement, ESG, Form 10-K, LIBOR, Proxy disclosure, Proxy voting, SEC, Securities regulation OCIE Examination Priorities for 2019 Posted by Jessica Forbes, Stacey Song, Marina Besignano, Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, January 20, 2019 Tags: Broker-dealers, Compliance and disclosure… [read post]
6 Feb 2018, 7:30 am
Morgan Securities LLC Wells Fargo Advisors, LLVC Anaida Tashchyan J.P. [read post]
19 Apr 2019, 5:36 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ferree, Stuart LPL Financial LLC Invest Financial Corporation Anderson, Andy LPL Financial LLC Invest Financial Andrzejewski, Bryan… [read post]
17 May 2016, 6:01 am
Debtors’ liabilities total approximately $1.3 billion in funded debt obligations, which include: (i) $113 million in secured debt pursuant to a 2012 reserve-based credit facility with Wells Fargo Bank N.A., as administrative agent; and (ii) $1.075 billion in principal and $44 million in interest pursuant to senior unsecured notes with Wilmington Savings Fund Society as successor indenture trustee. [read post]
12 Sep 2008, 2:55 am
Because it is a leading real estate lender, Wells Fargo is thought to be particularly vulnerable. [read post]
1 Oct 2012, 1:13 am
” As I noted at the outset, this settlement eclipses by far any other settlement of a subprime meltdown or credit crisis-related securities class action lawsuit, far exceeding what had until now had been the largest of the financial crisis lawsuits, the $627 Wells Fargo/Wachoia Bondholders securities suit settlement (about which refer here). [read post]
3 Dec 2020, 8:33 am
It was ultimately determined that the largest secured creditor, Wells Fargo, had a secured claim of $51 million and it was secured by a lien on virtually all of the Debtor’s assets. [read post]
22 Nov 2019, 5:51 am
Recent Cyber Attacks Target Asset Management Firms Posted by Jeannie S. [read post]
18 Apr 2011, 8:41 pm
To begin with, let’s just acknowledge that Moynihan is a corporate lawyer. [read post]
30 Oct 2010, 11:19 pm
Wells Fargo Bank, Gabriel and Shawna DeLeon purchased a home in San Benito County secured by a mortgage from World Savings Bank that later became Wachovia Mortgage (and later merged with Wells Fargo Bank). [read post]
29 Feb 2016, 4:43 pm
This past year was an eventful one in the corporate and securities litigation arena, with the U.S. [read post]
1 Apr 2009, 2:14 am
Just to cite one specific counting challenge, I refer to the complaints that have been filed in connection with Wells Fargo’s Mortgage Pass-Through Certificate offerings. [read post]
9 Feb 2018, 5:06 am
Niles, Wachtell, Lipton, Rosen & Katz, on Monday, February 5, 2018 Tags: Banks, Board monitoring, Boards of Directors, Compliance & ethics, Federal Reserve, Financial institutions, Financial regulation, Management, Misconduct, Oversight, Risk, Risk management, Wells Fargo Dinner Table Human Capital and Entrepreneurship Posted by Hans K. [read post]
7 Jan 2019, 9:01 pm
Then the enormous pressure on them to trade will be reduced to avoid the violations such as the Wells Fargo example. [read post]
14 Dec 2015, 12:57 pm
Cubic also owes $29.9 million to Wells Fargo Energy Capital, Inc., under an Amended and Restated Credit Agreement, also executed in October 2013. [read post]
21 Jul 2017, 6:04 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 21, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 14–20, 2017. [read post]
23 Dec 2016, 1:00 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Sunday, December 18, 2016 Tags: Board monitoring, Boards of Directors, CFPB, Compliance & ethics, Corporate culture, Financial regulation, Incentives, Management, Misconduct, Oversight, Risk-taking, Transparency, Wells Fargo The Wells Fargo Cross-Selling Scandal Posted by Brian Tayan, Stanford Graduate School of Business, on Monday, December 19, 2016 Tags: Accountability, Bank boards,… [read post]
14 Nov 2023, 9:01 pm
For example: Twenty-five advisory firms, broker-dealers, and/or credit rating agencies, including Wells Fargo, HSBC, and Scotia Capital, agreed to pay combined civil penalties totaling more than $400 million to settle charges that they violated the recordkeeping requirements of the federal securities laws; and ABB Ltd., a global technology company, agreed to pay a $75 million civil penalty to resolve charges arising out of an alleged bribery scheme. [read post]
19 May 2021, 1:55 pm
These companies are Carnival Corporation, Norwegian Cruise Line Holdings, Occidental Petroleum, Royal Caribbean Cruises, Tyson Foods, and Wells Fargo. [read post]
15 Nov 2023, 6:26 am
For example: Twenty-five advisory firms, broker-dealers, and/or credit rating agencies, including Wells Fargo, HSBC, and Scotia Capital, agreed to pay combined civil penalties totaling more than $400 million to settle charges that they violated the recordkeeping requirements of the federal securities laws; and ABB Ltd., a global technology company, agreed to pay a $75 million civil penalty to resolve charges arising out of an alleged bribery… [read post]
