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1 Mar 2009, 3:04 am
The telegraph always was dominated by Western Union, which was long an industrialized monopoly. [read post]
27 Aug 2023, 7:49 pm
He allegedly repeatedly recommended, and caused the customer to engage in, short-term purchases and sales of 84 mutual fund Class A positions in five of the customer’s accounts. [read post]
16 Jun 2022, 8:53 am
JEFFREY NEWMAN IS A WHISTLEBLOWER LAWYER WITH THE FIRM NEWMAN & SHAPIRO AND CAN BE REACHED AT 978-880-4758 OR AT JNEWMAN@NEWMANSHAPIRO.COM The post Broker dealer Western International Securities and five of its registered brokers charged by the SEC with violating the Best Interest regulation on the sale of an unrated high-risk debt securities L-Bonds to retirees on fixed incomes appeared first on Newman & Shapiro. [read post]
23 Aug 2007, 8:26 am
MMS’s August 22, 2007 Western Gulf of Mexico lease sale offered 3,338 tracts, or approximately 18 million acres, offshore Texas. [read post]
23 Mar 2018, 12:03 am
National Law Journal, Gorsuch and Kennedy Click in Online Sales Tax Case: Besides their Western backgrounds and their justice-former clerk connection, Anthony Kennedy and Neil Gorsuch seem to have little in common in style and views. [read post]
15 Sep 2022, 6:30 am
See Also: Law Firm Investigating the Sale of GWG L Bonds to Retail Investors by Western International Securities, Inc. [read post]
27 Feb 2018, 4:30 am
A case study by a Western University law professor will look at how the use of blockchain technology could help close the Canadian sales tax gap, reduce compliance costs and improve government tax administration. [read post]
6 Jan 2015, 3:46 pm
Western Europe offered a more mixed picture, with French companies increasing their sales, sales by British companies remaining stable, and Italian and Spanish arms-producing companies’ sales continuing to decline. [read post]
19 Aug 2020, 4:00 am
Instead, Western sold them Class A shares with a front-end sales charge or Class B or C shares with back-end sales charges and higher ongoing fees and expenses. [read post]
20 Apr 2021, 2:31 pm
According to publicly available records filed with the SEC, broker-dealer Western International Securities, Inc. likely received sales compensation for selling the GPB funds to retail investors. [read post]
8 Jul 2009, 9:44 pm
As STL reported in November, the Western District found that defendants Providnet Co. [read post]
17 Jun 2022, 12:03 pm
The Complaint alleges that Western and its brokers sold high risk and potentially illiquid L bonds issued by GWG Holdings, Inc., with many of the sales to customers on fixed incomes and with moderate risk tolerances. [read post]
7 May 2012, 10:02 am
Maddox Hargett & Caruso currently is investigating unsuitable sales of non-traded REITs, including Inland Western, Inland American and Behringer Harvard REIT I. [read post]
22 Jul 2020, 10:34 am
Our Colorado investment fraud lawyers at Shepherd Smith Edwards and Kantas are offering free case consultations to customers that were harmed by these unsuitable investment recommendations and sales that the SEC says were initiated by at least nine of First Western’s investment adviser representatives. [read post]
16 Apr 2010, 9:09 am
The geographic territory is comprised of the Western half of the US and will require approximately 50% travel with overnight stays. [read post]
10 Sep 2012, 6:06 am
The agency alleges that Western Financial and Schooler sold units in partnerships that Western had organized to buy vacant land in Nevada and hold for sale at a profit at a later date. [read post]
20 Jan 2023, 4:03 am
The post Western Australia to ban display of Nazi symbols appeared first on JURIST - News. [read post]
1 Aug 2019, 10:23 am
Western International Securities also allegedly failed to train employees on sales charge waiver applicability. [read post]
22 Apr 2022, 11:15 am
According to GWG, the investigation of these firms harmed GWG’s reputation in the marketplace and prevented it from raising more capital through sales of GWG L Bonds. [read post]
20 Nov 2013, 6:29 am
They are currently in the collection of sales, development of preliminary plats and appraisal development process. [read post]
