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Guest Post: Conflicts Abound When Activist Short-Sellers Publish Reports
16 Jan 2024, 1:19 pm by Kevin LaCroix
That yields a 28% dismissal rate over the last three years, with mean and median settlements of $2.83 million and $2.5 million, respectively.[16] The market capitalization losses attributable to the cohort of open short-seller-driven securities class actions we have analyzed amount to approximately $22 billion.[17] Short-sellers disseminate information that may not be materially factual. [read post]
The D & O Diary - http://www.dandodiary.com/
SEC Commissioner Peirce Declines to Support Final Rules on Beneficial Ownership
10 Oct 2023, 9:01 pm by renholding
Does the group guidance inappropriately downplay the importance of an “agreement” in group formation? [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information April 2023
5 May 2023, 9:15 am by Silver Law Group
Morgan Securities LLC   Edward McMahon   Alexander Capital, L.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules February 2023
28 Feb 2023, 6:46 am by Silver Law Group
Morgan Securities LLC   Albert Foronda   Spartan Capital Securities, LLC   Worden Capital Management LLC   Edward McMahon   Alexander Capital, L.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Review of Comments on SEC Climate Rulemaking
23 Nov 2022, 6:32 am
Williams (Indiana University) and Robert G. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Review of Comments on SEC Climate Rulemaking
23 Nov 2022, 6:32 am
Williams (Indiana University) and Robert G. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
False Imprisonment
13 Oct 2021, 9:08 am by Kyle Persaud
Terminal One Group Ass’n L.P., 859 F.Supp.2d 343, 379. [read post]
Bartlesville Law Blog - https://www.persaudlawoffice.com/bartlesville-law-blog
False Imprisonment
13 Oct 2021, 9:08 am by Kyle Persaud
Terminal One Group Ass’n L.P., 859 F.Supp.2d 343, 379. [read post]
Bartlesville Law Blog - https://www.persaudlawoffice.com/bartlesville-law-blog
Bill Ackman’s SPAC’s Directors Hit With Derivative Suit Over “Staggering” Compensation
18 Aug 2021, 12:01 pm by Kevin LaCroix
The sponsor is owned by three funds affiliated with Pershing Square Capital Management, L.P, Ackman’s investment company. [read post]
The D & O Diary - http://www.dandodiary.com/
GPB Holdings II LP “Ponzi-Like Scheme” – Recovery for Investors
21 Apr 2021, 9:37 am by The White Law Group
CROWN CAPITAL SECURITIES, L.P. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement January
19 Feb 2021, 7:40 am by Silver Law Group
  William Joseph Capital Management LLC   Robert Whittenburg   Ameriprise Financial Services, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Chancery makes third attempt at stabilizing remnant of failing nursing home chain
4 Jun 2020, 6:25 pm by Francis Pileggi
GMF ELCM FUND L.P., et al. v. [read post]
Delaware Corporate and Commercial Litigation Blog - http://www.delawarelitigation.com/
SEC, FINRA Bar William Gennity, Issue $2M Judgment For Client
28 May 2019, 1:42 pm by Silver Law Group
Previous employers include Alexander Capital, L.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Relist Watch
29 Jan 2019, 9:08 am by John Elwood
United States, 17-5772, Williams v. [read post]
SCOTUSblog - http://www.scotusblog.com/
Variation on the Arbitration-Appeal Theme: A Dispute over Bilateral vs. Multilateral (multi-party) Arbitration
17 Jan 2019, 7:58 pm by MOTP
OPINION WILLIAM J. [read post]
ADR Law Texas - http://texas-arbitration-case-law.blogspot.com/
CFPB v. National Collegiate Student Loan Trusts: Numerous Interventions finally approved, but where are the parties to the (proposed) Consent Judgment?
31 Oct 2018, 2:20 pm by Wolfgang Demino
Sheikh, Venable LLP, ro hac vice.Waterfall Eden Master Fund, Ltd., Intervenor, represented by Andrew Dieter Cordo, Ashby & Geddes, Michael Hanin, Kasowitz Benson Torres LLP, pro hac vice & Uri Itkin, Kasowitz Benson Torres LLP, pro hac vice.Waterfall Delta Offshore Master Fund, LP, Waterfall Sandstone Fund, LP., Baldr Sherwood Fund, Inc., One William Street Capital Master Fund, Ltd., OWS ABS Master Fund II, L.P., OWS COF I Master, L.P., OWS Credit… [read post]
Texas Debt Suit Defense 101 - http://debt-suit-litigation-in-texas.blogspot.com
October 2018 Disciplinary Actions Name Individuals Barred from FINRA for Violations of FINRA Rules
26 Oct 2018, 7:31 am by Silver Law Group
Morgan Securities LLC   Well Fargo Advisors, LLC   Stephen Murray   Raymond James & Associates, Inc   Morgan Keegan & Company, Inc   Ivan Reyes   Alexander Capital, L.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals in August 2018 for Failing to Comply with FINRA Rules
28 Aug 2018, 11:30 am by Silver Law Group
  Ivan Reyes   Alexander Capital, L.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Disciplinary Actions for April 2018 Name Individuals Barred for Failing to Comply with FINRA Rules
8 May 2018, 8:53 am by Silver Law Group
  Richard James Murphy   Tullett Prebon Financial Services LLC   Citation Financial Group, L.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
CFPB Status Report on Enforcement Actions against NCSLT and TSI
3 Apr 2018, 6:50 am by Wolfgang Demino
Silver (See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICEDAmicusStructured Finance Industry Group, Inc.represented byA. [read post]
Texas Debt Suit Defense 101 - http://debt-suit-litigation-in-texas.blogspot.com