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18 Apr 2024, 9:01 pm by renholding
For example, the SEC charged a Deutsche Bank subsidiary with making materially misleading statements about its supposed ESG-related investment products.[10] According to the SEC’s order in that case, the firm marketed itself as a leader in ESG and claimed that it adhered to specific policies for integrating ESG considerations into its investments. [read post]
30 Jan 2024, 9:02 pm by renholding
The Commission devoted significant resources to evaluating its enforcement program in 1972.[9]  In January 1972, Chairman William Casey created a three-member committee to “examine the SEC’s enforcement policy and practices, engage in frequent dialogue with the members of the Commission and with our staff, seek and sift the suggestions of the bar and make recommendations to the Commission for worthwhile improvements to our time-honored ways. [read post]
17 Jan 2024, 3:36 am by Andrew Lavoott Bluestone
Eichengrun and Justin Sterling were managing members, executed a note in favor of National Bank of Coxsackie (hereinafter NBC) that was secured by a mortgage on real property located in the City of Schenectady. [read post]
8 Jan 2024, 2:02 am by INFORRM
However, he raised concerns about the proposed power which will require certain bodies, initially banks, to hand over the personal information of benefits recipients in order to tackle fraud. [read post]
6 Dec 2023, 4:57 am by Beatrice Yahia
” Abigail Williams reports for NBC News. [read post]
1 Dec 2023, 3:00 am by Jim Sedor
WTVF – Phil Williams | Published: 11/29/2023 U.S. [read post]
30 Nov 2023, 4:59 am by Beatrice Yahia
” Dan Williams reports for Reuters. [read post]
23 May 2023, 12:58 am by INFORRM
On 17 May 2023, the Court of Appeal issued the costs order [pdf] in the long running Banks v Cadwalladr case ([2023] EWCA Civ 219). [read post]