Search for: "Working Group on Securities Disclosure Authority"
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14 Nov 2023, 9:01 pm
“The investing public benefits from the Division of Enforcement’s work as a cop on the beat,” said SEC Chair Gary Gensler. [read post]
14 Nov 2023, 9:04 am
” In 2022, SEC Chair Gary Gensler noted that the whistleblower program “has greatly aided the Commission’s work to protect investors. [read post]
10 Nov 2023, 3:00 am
The authorities said he told investigators he intended to take hostage Pelosi, long a subject of virulent attacks by right-wing leaders and pundits. [read post]
9 Nov 2023, 9:01 pm
Once again, I worked with Scott on enforcement recommendations from his group. [read post]
8 Nov 2023, 9:56 am
AMLA, the Act’s second substantial revision, was included as part of the National Defense Authorization Act, which traditionally funds the Department of Defense and addresses other national security issues. [read post]
8 Nov 2023, 6:35 am
Joe Manchin, (D-W.Va.) is also an author of the bill, which is backed by the US Chamber of Commerce and pro-market policy group R Street Institute. [read post]
5 Nov 2023, 3:10 pm
§ 1320d-5(a)(3), HIPAA authorizes OCR as the designated representative of the Secretary of HHS to impose CMPs against a covered entity for post-February 18, 2009 HIPAA Privacy or Security Rule violations. [read post]
3 Nov 2023, 10:39 am
The post FINRA Rule 3280: Private Securities Transactions appeared first on The White Law Group. [read post]
3 Nov 2023, 4:00 am
The Fifth Circuit’s work is drawing more U.S. [read post]
31 Oct 2023, 8:41 am
About the Author Patrick K. [read post]
31 Oct 2023, 6:26 am
Those objectives, then, are left to the discretionary choices of that apparatus--subject to overarching rules and modalities of coordination and requests for legislative action constituting additional authority for administrative supervision--to flesh out and implement. [read post]
27 Oct 2023, 10:41 am
Private Securities Transactions Engaging in private securities transactions without proper disclosure and approval from the firm can be a violation. [read post]
26 Oct 2023, 6:01 am
What happens when the proper authority improperly delegates their authority to a machine through automation bias? [read post]
25 Oct 2023, 2:12 am
The last Council Working Group meeting that discussed the proposed Regulation took place on 18 October 2023. [read post]
24 Oct 2023, 4:36 pm
The Defendant was the Claimant’s sister-in-law and she had accused him of committing perjury, amongst other things, in a WhatsApp message sent to a group containing 34 family members. [read post]
17 Oct 2023, 9:23 am
It's based on my work with the Georgia Association of Club Executives v. [read post]
13 Oct 2023, 4:00 am
Instead, he chose groups that support the network and are allowed to directly engage in political campaigns and to do an unlimited amount of issue lobbying, as long as those are not their primary activities). [read post]
11 Oct 2023, 10:19 pm
(Full disclosure: the author, along with Legal Planet colleague and Berkeley Law Professor Holly Doremus, is a member of the water law reform working group convened by the Planning & Conservation League Foundation and referenced in this post.) [read post]
11 Oct 2023, 8:12 am
” The FOIA documents include the requests for awards submitted by the FWS agents who worked with the whistleblowers. [read post]
11 Oct 2023, 5:51 am
I worked in the Department of Justice’s National Security Division in three capacities: as a FISA operations and oversight attorney, as a national security policy counsel, and as a cyber and counterespionage prosecutor. [read post]
