Search for: "Working Group on Securities Disclosure Authority"
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2 Jan 2024, 11:26 am
Working under the supervision of the Securities Exchange Commission, FINRA: Writes and enforces rules governing the ethical activities of all registered broker-dealer firms and registered brokers in the U.S. [read post]
28 Dec 2023, 9:05 pm
The order will remain in place while abortion rights groups proceed with their lawsuit, in which they argue that Texas abortion laws violate their right to free speech and free travel. [read post]
27 Dec 2023, 6:09 pm
July 2018 – The Financial Industry Regulatory Authority (FINRA) reportedly barred former Independent Financial Group advisor Kyusun “Kenny” Kim from working in the securities industry after he allegedly made unsuitable recommendations to numerous senior customers that they concentrate their retirement assets and liquid net worth in speculative and illiquid securities. [read post]
27 Dec 2023, 2:02 pm
With over 30 years of securities law experience, The White Law Group has the expertise to help investors to recover their securities fraud losses. [read post]
27 Dec 2023, 1:16 pm
During 2023, the NAIC Big Data and Artificial Intelligence (H) Working Group conducted separate surveys of life insurers and home insurers and issued reports relating these insurers’ use of AI in areas such as claims, underwriting, marketing, fraud detection, and loss prevention. [read post]
22 Dec 2023, 11:26 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
22 Dec 2023, 11:00 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
22 Dec 2023, 9:33 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
22 Dec 2023, 7:39 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
21 Dec 2023, 5:18 am
Security Council worked separately on a revised draft resolution that they hoped would pass muster with the United States. [read post]
20 Dec 2023, 2:50 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
20 Dec 2023, 11:01 am
With over 30 years of securities law experience, The White Law Group has the expertise to help investors to recover their securities fraud losses. [read post]
19 Dec 2023, 4:48 pm
On November 22, 2023, the Departments used their statutory authority (Internal Revenue Code Section 9816(c)(9), ERISA Section 716(c)(9), and PHS Act Section 2799A-1(c)(9)) to grant extensions in the following circumstances: Disputing parties may request additional time, beyond the current business day deadline, to respond to the certified IDR entity’s requests for additional information. [read post]
17 Dec 2023, 9:03 pm
This is appropriate, though, because it’s the work that ensures that investors get the full, fair, and truthful disclosure they deserve. [read post]
15 Dec 2023, 8:55 am
About the Author Reco [read post]
15 Dec 2023, 3:00 am
By the time the commission rules on whether the law was violated, the group’s work will be done. [read post]
14 Dec 2023, 10:36 am
Lawyers must ensure that AI tools adhere to stringent security standards to maintain attorney-client privilege. [read post]
14 Dec 2023, 5:55 am
The evidence presented to a grand jury remains non-public unless a judge authorizes its disclosure. [read post]
8 Dec 2023, 10:02 am
HIPAA Entities Duty To Guard EPHI Against Phishing The HIPAA Privacy Rule and Security Rule require health care providers, heath plans, health care clearinghouses (“Covered Entities”) and their businesses associates (collectively “HIPAA Entities”) to protect EPHI and other protected health information against use, access, disclosure or destruction by third parties except under the conditions allowed by HIPAA. [read post]
7 Dec 2023, 8:54 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
