Search for: "Working Group on Securities Disclosure Authority"
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5 Jun 2024, 10:52 am
When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
10 May 2016, 1:08 pm
On April 13, 2016, the Article 29 Working Party (WP29), an influential group of European data protection authorities, issued a non-binding opinion that criticized certain elements of the fledgling Privacy Shield framework. [read post]
9 Dec 2014, 10:38 am
I welcome guest post submissions from responsible authors on topics of interest to readers of this blog. [read post]
23 Aug 2012, 7:37 pm
From handling requests for light duty or other modifications follow a leave to investigating the medical justification for leaves or the fitness of an employee to return to work following a medical absence, employers need to use care to manage disability discrimination exposures. [read post]
15 Aug 2013, 7:48 am
The ACLU will continue to work with Congress to stop the government's spying on innocent people as well as force disclosure about how these programs are used and the secret court rulings that support them. [read post]
3 Nov 2022, 6:00 am
The reality is that Department of Defense-led security cooperation — work “by, with, and through” foreign partners — has led to U.S. forces engaging in combat across the globe. [read post]
21 Oct 2022, 4:00 am
In a letter sent to lawmakers on Capitol Hill, the groups cite a Politico report on potential conflicts posed by the professional work of Supreme Court justice’s spouses and the inadequacy of disclosures around that work. [read post]
29 Mar 2019, 12:01 pm
SSEK Law Firm also works with investors who purchased their Puerto Rico bonds through Santander Securities (SAN), Popular Securities, Morgan Stanley (MS), Barclays (BARC), The GMS Group and other brokerage firms, as well as investors who suffered losses in Puerto Rico investments by investing in a hedge fund or another type of investment. [read post]
26 Aug 2022, 6:30 am
The Biden administration should take these legislative requirements seriously not just because they are mandated by Congress, but also as a means to act on its own agenda of enhancing disclosure of important information on national security matters that is in the public interest. [read post]
28 Feb 2019, 2:59 pm
In order to review the PSLRA’s impact, the authors collected data on every securities class action lawsuit between 2005 and 2016 that involved a disclosure claim. [read post]
16 Apr 2013, 6:39 am
On February 27, 2013, the European Article 29 Working Party (a group comprising representatives from all of the data protection authorities of the EU Member States, referred to in this articles as “WP29”) issued an Opinion on the privacy and data protection implications of the use of apps on mobile devices (“the Opinion”). [read post]
5 Dec 2011, 1:09 pm
Nationally and internationally known for her creative and highly pragmatic knowledge and work on health benefit and insurance programs, Ms. [read post]
3 Jan 2022, 10:28 am
Additionally, Section 855 requires covered entities that are a party to a covered contract to make recurring disclosures in fiscal years 2023 and 2024 regarding employees who perform work in the PRC on such contracts and restricts DoD from awarding a covered contract to or renewing a covered contract with a covered entity unless the covered entity has submitted each disclosure required. [read post]
16 Feb 2021, 12:19 pm
The speed of information transmittal and the culture of disclosure exacerbate this tension. [read post]
8 Sep 2020, 9:39 am
On Thursday, June 4, 2020, the Securities & Exchange Commission (SEC) announced a $50 million whistleblower award, to a whistleblower who assisted authorities with a currency trading investigation. [read post]
2 Mar 2016, 5:00 pm
She is particularly recognized for her leading edge work, thought leadership and knowledgeable advice and repre [read post]
16 Jan 2024, 1:19 pm
I welcome guest post submissions from responsible authors on topics of interest to this blog’s readers. [read post]
22 Jan 2023, 9:01 pm
SIGNIFICANT LEGAL AND REGULATORY DEVELOPMENTS IN 2022 SEC’s proposed climate-related disclosure rules: On March 21, 2022, the Securities and Exchange Commission proposed expansive climate-related disclosure requirements in a proposing release that, if adopted, would require U.S. public companies and foreign private issuers to dramatically expand the breadth, specificity and rigor of climate-related disclosures in their SEC periodic reports and… [read post]
29 Apr 2019, 7:21 am
Based on the signed authorization for Union dues, we believe it is a violation of the Right-to-Work law. [read post]
8 Jul 2020, 7:20 am
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
