Search for: "Working Group on Securities Disclosure Authority"
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24 Jul 2023, 3:58 am
All members use the collaborative mark to identify themselves as part of that group. [read post]
6 Jun 2023, 7:02 am
As Espionage Act cases develop and move toward the center of public view, the American audience should understand how these unusual prosecutions work. [read post]
3 Sep 2013, 8:06 am
In Germany, the Federal Office of Criminal Investigation, the Bundeskriminalamt (BKA), has broad authority in investigations that concern national security or terrorism. [read post]
13 Feb 2017, 11:50 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
3 Dec 2020, 2:07 pm
TAL Education Group disincentivizes plaintiff securities class action lawyers from performing their own independent investigatory work of corporate malfeasance. [read post]
4 Jan 2024, 10:56 am
When brokers abuse client accounts and conduct transactions that violate securities laws, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
31 Jul 2009, 12:37 pm
Co-chaired by Hans Hoogervorst, Chairman, AFM (the Netherlands Authority for the Financial Markets) and Harvey Goldschmid, former Commissioner, US Securities and Exchange Commission, the FCAG met six times from January to July 2009. [read post]
14 Feb 2023, 6:51 am
The report also contains these other suggestions for Congress that NASAA believes will help the capital markets:Congress should update and enhance the SEC’s civil penalties statute by increasing the statutory limits on civil monetary penalties, directly linking the size of these penalties to the scope of harm and associated investor losses, and substantially raising the financial stakes for repeat securities law violators.Congress should require the federal financial regulators to… [read post]
17 Jan 2013, 4:12 pm
Nationally recognized for her extensive work, publications and leadership on HIPAA and other privacy and data security concerns, Ms. [read post]
8 Aug 2021, 12:22 pm
If we can assist you or someone you work with in ESG matters, do not hesitate to reach out to me. [read post]
22 May 2012, 6:30 am
Bebchuk and Jackson are co-authors of Corporate Political Spending: Who Decides? [read post]
8 Jul 2016, 9:27 am
National Security Council veterans Ari Schwartz and Rob Knake recently released a paper entitled Government’s Role in Vulnerability Disclosure. [read post]
6 Apr 2015, 6:00 am
In Gioe’s 14 year career he has worked at 13 different firms. [read post]
12 Jun 2014, 12:10 pm
Source: “North Carolina Senate outlaws disclosure of fracking fluid secrets,” by Mica Rosenberg, published at Reuters.com. [read post]
5 Apr 2023, 7:14 pm
The Financial Industry Regulatory Authority (FINRA) operates BrokerCheck and it provides valuable information to help investors make informed decisions before working with a financial professional. [read post]
27 Jul 2009, 5:26 am
They reveal that GPs who work on their own are six times more likely to be summoned to a disciplinary hearing than GPs working in group practices… The GMC figures, which Newsnight has obtained, show that 17 so-called 'single-handed' GPs and 67 GPs working in group practices came up in front of a 'fitness to practice' hearing in the last year. [read post]
2 Mar 2008, 9:32 am
What law authorizes financial damages? [read post]
1 Nov 2022, 6:32 am
My praises to Professor Becht for putting together such an esteemed group. [read post]
5 Apr 2016, 4:36 am
While there were minor amendments to FISA in the 1990s, and one major one in 1994 when the authority to authorize physical searches was added, the government, basically, had a pretty good run in terms of the system working as it was designed. [read post]
25 Mar 2024, 10:00 pm
Learn about the 2000+ leading attorney authors contributing to our 26 practice areas in the Practical Guidance Author Center . [read post]
