Search for: "Working Group on Securities Disclosure Authority" Results 81 - 100 of 2,464
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25 Jul 2023, 1:26 pm by Cynthia Marcotte Stamer
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
24 Jul 2023, 3:58 am by Fred Rocafort
All members use the collaborative mark to identify themselves as part of that group. [read post]
23 Jul 2023, 9:05 pm by renholding
The SEC staff is also more likely to expand its work to include conference call disclosures for more complex filing reviews. [read post]
21 Jul 2023, 4:54 am by Unknown
Ripple is deeply concerning for SEC oversight of crypto and non-crypto assets alike, said securities law experts in a recent discussion held by public interest group Better Markets. [read post]
20 Jul 2023, 10:45 am by The White Law Group
The White Law Group reviews the regulatory history of SagePoint Financial. [read post]
  The Department of Energy, working with CISA and the Office of the National Cyber Director (“ONCD”), will also “drive adoption of cyber secure-by-design principles by incorporating them into Federal projects. [read post]
19 Jul 2023, 9:05 pm by renholding
Although not a silver bullet, it is likely to have positive consequences of decreasing GHGs, advancing work to prepare for the worsening physical impacts of climate change, and encouraging climate friendly innovations.[10] The SEC and possibly California are not the only authorities that are expanding their securities and corporate disclosure requirements to encompass more information about climate change. [read post]
17 Jul 2023, 1:45 pm by Cynthia Marcotte Stamer
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
16 Jul 2023, 10:41 pm by Robin E. Kobayashi
WCAB panel decisions are citeable authority, particularly on issues of contemporaneous administrative construction of statutory language. [read post]
13 Jul 2023, 12:06 pm by Legal Aggregate
We’ll talk about the role of DEI practices in the workplace, pushback these efforts may face and how it could all affect diversity where you work. [read post]
7 Jul 2023, 1:24 pm by The White Law Group
” Several of the customer complaints allege that Dunn purchased securities in their accounts without authorization. [read post]
7 Jul 2023, 4:00 am by Jim Sedor
Despite the legal requirement for disclosure, little in state law precludes legislators from pushing bills tied to their economic interests. [read post]
5 Jul 2023, 12:42 pm by Melody McDonald Lanier
House Bill 611 criminalizes this behavior by creating the criminal offense of “unlawful disclosure of residence address or telephone number. [read post]
29 Jun 2023, 12:24 pm by An Pham
In fact, Canada’s open banking lead had only been appointed for a few months at the time of the study and the open banking working groups who have been meeting regularly for the past year (see our bulletin describing their activities here) were just being formed. [read post]
29 Jun 2023, 4:00 am by Guest Blogger
They promote the efficient production and distribution of goods and services by securing two essential prerequisites of market economies: security of property rights and enforcement of contracts. [read post]
27 Jun 2023, 9:01 pm by renholding
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
23 Jun 2023, 2:23 pm by The White Law Group
The White Law Group, LLC is a reputable national law firm specializing in securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
23 Jun 2023, 10:52 am by Ben Nimmo, Eric Hutchins
  Increasingly, however, threat actors do not work in one threat area alone. [read post]