Search for: "Working Group on Securities Disclosure Authority"
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27 Oct 2023, 10:41 am
Private Securities Transactions Engaging in private securities transactions without proper disclosure and approval from the firm can be a violation. [read post]
26 Oct 2023, 6:01 am
What happens when the proper authority improperly delegates their authority to a machine through automation bias? [read post]
25 Oct 2023, 2:12 am
The last Council Working Group meeting that discussed the proposed Regulation took place on 18 October 2023. [read post]
24 Oct 2023, 4:36 pm
The Defendant was the Claimant’s sister-in-law and she had accused him of committing perjury, amongst other things, in a WhatsApp message sent to a group containing 34 family members. [read post]
17 Oct 2023, 9:23 am
It's based on my work with the Georgia Association of Club Executives v. [read post]
13 Oct 2023, 4:00 am
Instead, he chose groups that support the network and are allowed to directly engage in political campaigns and to do an unlimited amount of issue lobbying, as long as those are not their primary activities). [read post]
11 Oct 2023, 10:19 pm
(Full disclosure: the author, along with Legal Planet colleague and Berkeley Law Professor Holly Doremus, is a member of the water law reform working group convened by the Planning & Conservation League Foundation and referenced in this post.) [read post]
11 Oct 2023, 8:12 am
” The FOIA documents include the requests for awards submitted by the FWS agents who worked with the whistleblowers. [read post]
11 Oct 2023, 5:51 am
I worked in the Department of Justice’s National Security Division in three capacities: as a FISA operations and oversight attorney, as a national security policy counsel, and as a cyber and counterespionage prosecutor. [read post]
10 Oct 2023, 9:03 pm
Today’s adoption makes use of that Dodd-Frank authority. [read post]
6 Oct 2023, 4:00 am
Republican Group Running Anti-Trump Ads Finds Little Is Working Yahoo News – Jonathan Swain (New York Times) | Published: 9/29/2023 A well-funded group of anti-Trump conservatives has sent its donors a candid memo that reveals how resilient former President Trump has been against millions of dollars of negative ads the group deployed against him in two early voting states. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC company order | SEC CFO complaint SEC settles assets recovery and impairment loss disclosure claims In the Matter of Future FinTech Group Inc. [read post]
29 Sep 2023, 4:00 am
There are no ethics rules or laws that bar members of Congress from renting apartments from people affiliated with lobbying groups. [read post]
28 Sep 2023, 6:56 am
I welcome guest post submissions from responsible authors on topics of interest to this blog’s readers. [read post]
22 Sep 2023, 4:00 am
Katie Hobbs include nine former lobbyists, whose work histories could raise concerns about conflicts-of-interest. [read post]
20 Sep 2023, 5:52 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
19 Sep 2023, 6:30 am
When Yevgeny Prigozhin’s plane crashed on Aug. 23, he was not only the founder of the private Russian military company Wagner Group but also the head of a business empire that funded the group’s activities. [read post]
15 Sep 2023, 2:20 pm
LinkedIn Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy Group. [read post]
15 Sep 2023, 8:52 am
One of the areas of that authority is cybersecurity, which includes performing cybersecurity audits annually. [read post]
15 Sep 2023, 4:00 am
It loosened restrictions on campaign spending and unleashed a flow of anonymous donor money to nonprofit groups run by political activists. [read post]
