Search for: "Working Group on Securities Disclosure Authority" Results 121 - 140 of 2,568
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17 Nov 2023, 3:00 am by Jim Sedor
Registered lobbyists are required to file quarterly disclosures that include the total spent on federal lobbying. [read post]
15 Nov 2023, 6:26 am by jeffreynewmanadmin
“Investor protection and enhancing public trust in our markets requires that we work with a sense of urgency, using all the tools in our toolkit. [read post]
15 Nov 2023, 6:05 am by Jonathan E. Cohen
Investments in global health security and other infectious-disease programs are also sure to benefit older populations as well as younger ones. [read post]
14 Nov 2023, 9:01 pm by renholding
“The investing public benefits from the Division of Enforcement’s work as a cop on the beat,” said SEC Chair Gary Gensler. [read post]
14 Nov 2023, 9:04 am by Geoff Schweller
” In 2022, SEC Chair Gary Gensler noted that the whistleblower program “has greatly aided the Commission’s work to protect investors. [read post]
10 Nov 2023, 3:00 am by Jim Sedor
The authorities said he told investigators he intended to take hostage Pelosi, long a subject of virulent attacks by right-wing leaders and pundits. [read post]
9 Nov 2023, 9:01 pm by renholding
Once again, I worked with Scott on enforcement recommendations from his group. [read post]
8 Nov 2023, 9:56 am by Silver Law Group
AMLA, the Act’s second substantial revision, was included as part of the National Defense Authorization Act, which traditionally funds the Department of Defense and addresses other national security issues. [read post]
8 Nov 2023, 6:35 am by Dan Bressler
Joe Manchin, (D-W.Va.) is also an author of the bill, which is backed by the US Chamber of Commerce and pro-market policy group R Street Institute. [read post]
5 Nov 2023, 3:10 pm by Cynthia Marcotte Stamer
§ 1320d-5(a)(3), HIPAA authorizes OCR as the designated representative of the Secretary of HHS to impose CMPs against a covered entity for post-February 18, 2009 HIPAA Privacy or Security Rule violations. [read post]
3 Nov 2023, 10:39 am by The White Law Group
The post FINRA Rule 3280: Private Securities Transactions appeared first on The White Law Group. [read post]
31 Oct 2023, 6:26 am
Those objectives, then, are left to the discretionary choices of that apparatus--subject to overarching rules and modalities of coordination and requests for legislative action constituting additional authority for administrative supervision--to flesh out and implement. [read post]
27 Oct 2023, 10:41 am by The White Law Group
Private Securities Transactions Engaging in private securities transactions without proper disclosure and approval from the firm can be a violation. [read post]
26 Oct 2023, 6:01 am by John Zerilli
What happens when the proper authority improperly delegates their authority to a machine through automation bias? [read post]
25 Oct 2023, 2:12 am by Flupke van den Bogart
The last Council Working Group meeting that discussed the proposed Regulation took place on 18 October 2023. [read post]
24 Oct 2023, 4:36 pm by INFORRM
  The Defendant was the Claimant’s sister-in-law and she had accused him of committing perjury, amongst other things, in a WhatsApp message sent to a group containing 34 family members. [read post]
13 Oct 2023, 4:00 am by Jim Sedor
Instead, he chose groups that support the network and are allowed to directly engage in political campaigns and to do an unlimited amount of issue lobbying, as long as those are not their primary activities). [read post]