Search for: "Working Group on Securities Disclosure Authority"
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10 Jul 2020, 1:05 pm
Before working for UBS Financial Services (CRD# 8174) starting in 2015, Turlan was previously registered with BBVA Securities Inc. [read post]
1 Apr 2016, 10:16 am
Fifteen months after forming an Internet of Things (IoT) working group, on March 2, 2016, the Online Trust Alliance (OTA) released a final version of its IoT Framework (Framework) along with a companion Resource Guide that provides explanations and additional resources. [read post]
23 Nov 2020, 2:14 pm
Scott Silver, managing partner of Silver Law Group, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors across the country in securities investment fraud cases. [read post]
1 Nov 2019, 7:30 am
Silver Law Group continues to file GPB securities arbitration claims. [read post]
6 Apr 2023, 7:23 am
The White Law Group is investigating potential securities claims involving CFD Investments Inc. [read post]
8 Apr 2014, 9:17 am
Under the directive, police and security agencies would be able to then go to a court to obtain authorized access to information such as IP addresses used and times of email, phone calls and text messages sent or received. [read post]
19 Feb 2013, 10:04 am
Rotella, Jr. (215-851-8123 or srotella@reedsmith.com), or any other member of the Reed Smith Health Care Group with whom you work, if you would like additional information or if you have any questions. [read post]
20 Nov 2013, 8:30 am
The information included in a BrokerCheck report will include education, types of license, work history, and disclosure events that may contain customer complaints, regulatory actions, lawsuits, and terminations. [read post]
5 Aug 2020, 5:01 am
The application thus requests the Federal Court to order Ottawa to “comply with its duty” to issue Amira the necessary travel documents and to work with Kurdish authorities “to facilitate her return to Canada. [read post]
25 Jan 2018, 7:21 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
3 Jan 2020, 9:25 am
If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. [read post]
9 May 2014, 1:20 pm
Instead, courts have generally accepted the government's view that disclosure would harm national security or found that the defendant did not need the materials to make a legal challenge to the surveillance. [read post]
7 Feb 2018, 6:27 am
Ricardo Rodriguez-Stern Barred for failure to provide information According to the Financial Industry Regulatory Authority (FINRA), the regulator has allegedly barred Ricardo Rodriguez-Stern from working in the financial industry. [read post]
2 Aug 2019, 9:21 am
When brokers violate securities laws, such making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
16 Feb 2018, 4:00 am
We have assembled a small group of national security lawyers and academics to examine how Canada proposes to answer these questions. [read post]
11 Dec 2018, 7:22 am
Many of them had worked with Pagartanis for years. [read post]
21 Nov 2023, 3:15 pm
HIPAA-Compliant Authorization Required Before Media Access To Patients Or Patient Information The HIPAA Privacy Rule prohibits SJMC and other HIPAA entities from disclosing any patient’s PHI unless:: The individual who is the subject of the information (or the individual’s personal representative) authorizes the disclosure in writing in the form required by the Privacy Rule; or The Privacy Rule otherwise expressly permits or requires the… [read post]
8 May 2020, 12:02 pm
Charles Dorraine Disclosures Charles Dorraine has been in the securities industry since 1972. [read post]
22 Jul 2024, 1:39 pm
FINRA Bars Todd Ray Anderson after Allegations According to the Financial Industry Regulatory Authority, the regulator has reportedly barred financial advisor Todd Ray Anderson (CRD #1896352) from working in the securities industry. [read post]
29 Apr 2021, 11:13 am
” NWC also states that FERC “should request that Congress authorize it to offer financial rewards to whistleblowers as a percentage of the monetary sanctions the whistleblowers help to secure. [read post]