Search for: "Working Group on Securities Disclosure Authority"
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1 Nov 2019, 7:30 am
Silver Law Group continues to file GPB securities arbitration claims. [read post]
6 Apr 2023, 7:23 am
The White Law Group is investigating potential securities claims involving CFD Investments Inc. [read post]
8 Apr 2014, 9:17 am
Under the directive, police and security agencies would be able to then go to a court to obtain authorized access to information such as IP addresses used and times of email, phone calls and text messages sent or received. [read post]
19 Feb 2013, 10:04 am
Rotella, Jr. (215-851-8123 or srotella@reedsmith.com), or any other member of the Reed Smith Health Care Group with whom you work, if you would like additional information or if you have any questions. [read post]
20 Nov 2013, 8:30 am
The information included in a BrokerCheck report will include education, types of license, work history, and disclosure events that may contain customer complaints, regulatory actions, lawsuits, and terminations. [read post]
5 Aug 2020, 5:01 am
The application thus requests the Federal Court to order Ottawa to “comply with its duty” to issue Amira the necessary travel documents and to work with Kurdish authorities “to facilitate her return to Canada. [read post]
25 Jan 2018, 7:21 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
3 Jan 2020, 9:25 am
If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. [read post]
9 May 2014, 1:20 pm
Instead, courts have generally accepted the government's view that disclosure would harm national security or found that the defendant did not need the materials to make a legal challenge to the surveillance. [read post]
7 Feb 2018, 6:27 am
Ricardo Rodriguez-Stern Barred for failure to provide information According to the Financial Industry Regulatory Authority (FINRA), the regulator has allegedly barred Ricardo Rodriguez-Stern from working in the financial industry. [read post]
2 Aug 2019, 9:21 am
When brokers violate securities laws, such making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
16 Feb 2018, 4:00 am
We have assembled a small group of national security lawyers and academics to examine how Canada proposes to answer these questions. [read post]
11 Dec 2018, 7:22 am
Many of them had worked with Pagartanis for years. [read post]
21 Nov 2023, 3:15 pm
HIPAA-Compliant Authorization Required Before Media Access To Patients Or Patient Information The HIPAA Privacy Rule prohibits SJMC and other HIPAA entities from disclosing any patient’s PHI unless:: The individual who is the subject of the information (or the individual’s personal representative) authorizes the disclosure in writing in the form required by the Privacy Rule; or The Privacy Rule otherwise expressly permits or requires the… [read post]
8 May 2020, 12:02 pm
Charles Dorraine Disclosures Charles Dorraine has been in the securities industry since 1972. [read post]
29 Apr 2021, 11:13 am
” NWC also states that FERC “should request that Congress authorize it to offer financial rewards to whistleblowers as a percentage of the monetary sanctions the whistleblowers help to secure. [read post]
15 Apr 2014, 11:02 am
Securities and Exchange Commission, No. 13-5252 (D.C. [read post]
12 Apr 2019, 5:09 am
Corporate & Securities Law Institute held at Northwestern University's Pritzker School of Law discussed the SEC’s recently issued Compliance and Disclosure Interpretations on board diversity and the key differences between proposed federal board diversity legislation and the approach taken by California. [read post]
21 Oct 2020, 5:01 am
(Disclosure: From July 2017 to March 2019, I worked at the Department of the Interior as speechwriter to the secretary. [read post]
10 Oct 2014, 3:14 pm
[This story previously appeared in Securities Regulation Daily.]By Jacquelyn LumbSEC Chair Mary Jo White provided the Investor Advisory Committee with an update on its actions since the group last met, which included money market fund reforms, amendments to the registered asset-backed security disclosure regime, and finalization of over a dozen Dodd-Frank Act mandates related to conflict of interest and governance of credit rating agencies. [read post]
