Search for: "World Group Securities, Inc."
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21 Oct 2008, 11:34 am
The SEC alleges that the five registered representatives, who worked for World Group Securities Inc., paid themselves high commissions …Read More... [read post]
5 Sep 2022, 8:08 am
As the following discussion shows, this is a particularly eventful time in the world of D&O. [read post]
11 Mar 2008, 2:41 pm
In a story posted last week on Bloomberg.com, Christine Richard and Elizabeth Hester reported that the world's second-largest bond insurer, Ambac Financial Group, Inc., managed to raise about $1.5 billion through sales of shares and convertible units. [read post]
20 Jun 2023, 8:17 am
Holts was reportedly affiliated with the following firms during his career: 10/09/2020 – 07/15/2021, WORLD CAPITAL BROKERAGE, INC. [read post]
25 Oct 2015, 11:12 am
“Perceptions of Privacy Online and in the Digitally Connected World,” a summary of the results of a 2013-2014 data privacy study conducted by the National Cyber Security Alliance’s Privacy Messaging Development Committee. [read post]
19 Dec 2010, 11:40 pm
Wilimington Trust Company is the collateral and administrative agent to the bank group. [read post]
7 Sep 2012, 2:00 am
The disclosures are intended to reduce the use of conflict minerals that help fund the armed groups, and thus put pressure on the groups to end the conflict. [read post]
7 Sep 2012, 2:00 am
The disclosures are intended to reduce the use of conflict minerals that help fund the armed groups, and thus put pressure on the groups to end the conflict. [read post]
23 Feb 2015, 12:09 pm
Limited, non-exclusive right to republished granted to Solutions Law Press, Inc. [read post]
19 May 2017, 12:16 pm
CBRE Group, Inc. is an American commercial real estate company with headquarters in Los Angeles, California. [read post]
19 Dec 2010, 11:40 pm
Wilimington Trust Company is the collateral and administrative agent to the bank group. [read post]
10 Nov 2010, 1:59 am
In an effort to help improve the safety and security of the global food supply, several major American companies and food industry groups have helped lead training seminars in the Asia-Pacific region. [read post]
23 Sep 2011, 7:32 am
Kretsinger, 23, belonged to Lulz Security, or LulzSec, a group of “elite computer hackers” that undertook cyber attacks on the computer systems of businesses and government entities in the U.S. and around the world, according to an indictment unsealed yesterday in federal court in Los Angeles. [read post]
19 Jul 2011, 9:07 am
(VSEA) and a group of its investors is heating up; shareholders claim they will be shortchanged by a $4.9 billion takeover offer from Applied Materials Inc. [read post]
19 Dec 2007, 12:20 pm
Defendant:77 Investigations, Inc., and Reginald Kimbro (California) Judgment:Pending Defendant:Integrity Security & Investigation Services, Inc. [read post]
8 Apr 2009, 8:17 am
Waste Information & Management Services, Inc. [read post]
21 Apr 2022, 9:52 am
Return to top ↑ SEC Whistleblower Program – ITG Dark Pools: A 30% Whistleblower Award (May 2021) Constantine Cannon secured another multi-million dollar whistleblower award, this one under the SEC Whistleblower Program, for an anonymous whistleblower whose original information and assistance led to the SEC’s recovery from brokerage firm ITG Inc. [read post]
21 Jan 2011, 9:46 am
Another brokerage firm, Jefferies andamp; Co., Inc. gave one of its brokers, Kevin W. [read post]
16 Apr 2018, 11:00 am
Prior to that, he was registered with World Group Securities in Wheaton, IL from October 2007 through January 2012. [read post]
22 May 2022, 9:05 pm
Early pills used language tied to the definitions of a “group,” “affiliate,” and “associate” under Section 13D and Rule 12b-2 of the Exchange Act. [read post]
