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19 Sep 2011, 4:48 pm by Alexander J. Davie
., 2006). [2] In a court trial, the issuer would have to produce additional evidence to show substantial compliance with Regulation D, such as subscription documents that evidenced an inquiry into whether the investors were accredited or sophisticated. [2] See http://www.wdfi.org/fi/securities/regexemp/exemptions/23_19_506.htm [3] See for example Chanana’s Corp. v. [read post]