Search for: "providence capital holdings"
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22 Nov 2010, 5:00 am
I’m still holding on to the slim chance that I could squeeze into the exemption. [read post]
7 Aug 2011, 7:34 am
In shuttering, Workman Securities joins dozens of other broker/dealers that met a similar fate because of private placement deals gone bad in Provident and another sponsor in bankruptcy, Medical Capital Holdings. [read post]
9 Aug 2017, 8:03 am
The Administrative Procedure Act requires a court to hold unlawful any agency action that is arbitrary, capricious, or unsupported by evidence, the panel stated, and, to avoid this, the agency must provide a satisfactory explanation for its action and a “rational connection” between the facts and the final determination. [read post]
9 Jan 2010, 12:10 pm
The number of investors who suffered losses in private securities issued by Medical Provider Funding Corporation and Medical Capital Holdings is growing daily. [read post]
29 Sep 2019, 6:17 pm
Under the Switzerland-EU Agreement, which provides Switzerland access to benefits similar to those in the EU parent-subsidiary directive, withholding tax is reduced to 0% on cross-border payments of dividends between related companies residing in EU member states and Switzerland when the capital participation is 25% or more and certain other criteria are met. [read post]
6 Sep 2021, 7:57 am
The aim is to provide a definition that distinguishes an insurance holding company from a mixed-activity insurance holding company. [read post]
10 Jun 2009, 11:54 am
San Jose, CA - June 9, 2009 - Bridge Capital Holdings (NASDAQ: BBNK), whose subsidiary is Bridge Bank, National Association, a full-service business bank headquartered in the Silicon Valley region of California, announced today, it has provided financing to Anacomp® Inc., to support its eDiscovery initiatives. [read post]
28 Mar 2014, 8:56 am
CPOs and CTAs • Capital Requirements. [read post]
2 Nov 2008, 2:30 pm
Additionally, the access to capital would also help ensure that Americans continue the "flight to quality" we have seen to products that provide a safety net of guarantees and protection. [read post]
3 Nov 2011, 2:20 pm
Previously in the first installment of this series, I provided a general overview of how the SEC has defined the term “venture capital fund. [read post]
3 Mar 2022, 12:28 pm
When GWG Holdings Inc. [read post]
16 Mar 2021, 7:13 am
The company reportedly filed a form D to raise capital from investors in 2017. [read post]
13 May 2020, 12:42 pm
DSTs are not appropriate for all investors, as they come with a few disadvantages, compared to owning a property outright. 1031 DSTs cannot raise new capital, leaving investors holding the bag if expensive repairs are needed. [read post]
7 Jun 2019, 7:31 am
A federal energy company, EPE provides the Ministry of Energy with R&D services designed for subsidies of the energy sector, covering electricity, petroleum, natural gas and its derivatives, and biofuels. [read post]
26 May 2021, 6:39 pm
The Federal Reserve’s buying activity helped calm the corporate bond market, and provided a backstop to many companies rated above BBB [6]. [read post]
6 Mar 2011, 8:59 am
Larry Deering, Chairman of Ark Holdings, is a Behrman Capital Operating Partner. [read post]
27 Nov 2011, 6:58 am
Capital Financial was a top seller of both Medical Capital and Provident Royalties notes. [read post]
12 Jan 2012, 7:14 am
Shelter Capital Partners, et al., the Ninth Circuit refused to hold a website operator liable for copyright infringement based solely on the operator’s general knowledge that some of the third party content on its site may be infringing copyright owners’ rights. [read post]
17 Mar 2017, 1:51 pm
” According to Bloomberg, Vertical Capital Income Fund is a subsidiary of Behringer Harvard Holdings, LLC. [read post]
22 Mar 2010, 3:51 pm
Today, the Massachusetts Securities Division announced that it issued 6 subpoenas to National Securities; QA3 Financial; CapWest Securities; Independent Financial Group; Investors Capital; and Centaurus Financial seeking information related to the sale of Medical Capital Holdings Inc. and Provident Royalties. [read post]
