Posts tagged with: "206"
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10 Oct 2019, 9:00 pm
California has become the first state to allow collegiate student athletes to benefit financially from the use of their name and likeness and to enter into licensing contracts by recently passing Senate Bill 206, a bill known nationally as the “Fair Pay to Play Act. [read post]
17 Jul 2016, 2:00 am
, by Robert Furnier: On the one hand, the amendment to Standard 206 (Diversity and Inclusion) would strengthen the obligation that law schools “demonstrate by concrete action a commitment to... [read post]
29 Jul 2008, 5:10 am
Send us an email at hullandhull@gmail.com, call us on the comment line at 206-457-1985, or leave us a comment on the Hull on Estate and Succession Planning blog. [read post]
29 Sep 2008, 6:06 pm
Congress has failed to pass the economic bail-out/recovery bill, 227-206, and has moved on to other business for the day. [read post]
21 Aug 2017, 12:39 pm
By failing to implement these policies and procedures, the SEC alleged Stifel violated Section 206(4) of the Advisers Act and Rule 206(4)-7. [read post]
30 Jun 2015, 6:43 am
KKR agreed to pay nearly $30 million in disgorgement, prejudgment interest, and penalties to settle the matter with the SEC, which had alleged that KKR’s conduct violated Investment Advisers Act Sections 206(2) and 206(4) and Rule 206(4)-7 (In the Matter of Kohlberg Kravis Roberts & Co. [read post]
25 Oct 2007, 5:01 am
The district court deemed § 206 "invalid," and thus a legal nullity, on the grounds that it contradicted but did not constitute an implied repeal or suspension of the Lanham Act. [read post]
28 May 2009, 4:04 pm
Specifically, the amendments address Rules 206(4)-2 and 204-2, and Forms ADV and ADV-E. [read post]
26 Apr 2011, 5:00 am
Once a fund manager is registered, Rule 206(4)-1 imposes additional restrictions on advertising that the SEC has determined would be fraudulent deceptive or manipulative. [read post]
21 Aug 2014, 7:00 am
., SEC No-Action Letter, avail. 11/26/13, http://www.sec.gov/divisions/investment/noaction/2013/rbssecurities-11252013-section 206.htm. [read post]
30 Jun 2010, 7:48 am
The proposal is a new Rule 206 (4)-5 under the Investment Advisers Act. [read post]
12 Apr 2010, 8:08 am
On December 30, 2009, the Securities and Exchange Commission (SEC) finalized theamendments to the custody requirements of Rule 206(4)-2 (the “Rule”), under theInvestment Advisers Act of 1940. [read post]
8 Dec 2010, 8:42 am
The government calculated that 206 million gallons spilled, but BP says the real amount was just half that which would save BP $3 billion in fines. [read post]
10 Jun 2014, 11:06 am
During D-Day celebrations in Paris last week, Queen Elizabeth, now 88, visited the 206-year-old Flower Market on Ile de la Cité, the island in the Seine recognized as the historical center of Paris. [read post]
13 Apr 2010, 7:26 pm
On December 30, 2009, the Securities and Exchange Commission (SEC) finalized theamendments to the custody requirements of Rule 206(4)-2 (the "Rule"), under theInvestment Advisers Act of 1940. [read post]
17 Oct 2017, 2:34 pm
Code 206) regarding domestic insurance companies service of process requirements. [read post]
20 Jan 2009, 7:17 pm
Citing slowdown, Matson to cut 60 jobs Amsted Rail to lay off another 206 Rohm and Haas laying off 900 more Ameriprise Financial announces 300+ layoffs in Minneapolis Report: BofA may cut 4,000 jobs Symmetricom to cut 11% of work force Reports: Warner Bros. to cut 800 jobs Primerica slashing 50 jobs Nuvell Financial Services to lay off 59 Bose to cut 1,000 jobs Clayton Homes cuts 135 jobs in Giles County Nashville’s Choice Food Group to cut 65 jobs Posted in… [read post]
16 Mar 2010, 10:58 am
Phelps, 580 F.3d 206 (4th Cir. 2009). [read post]
1 Jun 2011, 1:43 am
Empirical Legal Stud. 206-235 (2011). [read post]
23 Jun 2014, 5:32 am
Therefore the cap under Rule 206(4)-5 was $350. [read post]
