Posts tagged with: "206"
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16 Jan 2012, 10:10 am
Killed in conference committee 2010 SB 206 70 to 73, eliminates special provisions related to Corporation Commission. [read post]
15 Mar 2011, 1:30 pm
S 206 -- Domestic Violence Against Family PetsSenate Bill 206 would redefine the term "domestic violence" to include the physical abuse, or threat of abuse, of animals in the home. [read post]
23 Feb 2011, 2:35 pm
That court decided that 13-205 applies to all statutory rights of action unless the legislature specifically intended otherwise, and rejected the argument that sec. 13-206 applied to the Workers’ Compensation Act or any other statute. [read post]
27 Sep 2016, 6:44 am
The SEC’s orders each found that AIM and WWM had violated Sections 206(2) and 207 of the Advisers Act by failing to disclose to their clients and in their Form ADVs their receipt of the loans from the broker-dealers. [read post]
13 Feb 2018, 5:33 pm
Call us today at (206) 488-0555. [read post]
19 Sep 2016, 6:23 am
Cantella was alleged to have violated Section 206(4) of the Advisers Act and Rule 206(4)- 1(a)(5) thereunder by making untrue statements of material fact in its advertisements. [read post]
22 Feb 2022, 10:28 am
Rule 206 is amended to clarify certain categories of documents that the Bureau can withhold or redact. [read post]
20 May 2016, 6:16 am
As background to this enforcement action, under Advisers Act Rule 206(4)-2, investment advisers with custody of client funds or securities must maintain certain controls, commonly known as “safekeeping procedures,” to protect those assets. [read post]
9 Mar 2017, 6:37 am
The appeals court rejected a district court’s conclusion that “if [a] tipped employee makes enough [in tips] to meet the minimum wage,” then the employer has necessarily complied with Section 206(a) of the FLSA. [read post]
20 Sep 2021, 4:06 pm
Commissioner Danly noted that he would also initiate a further Section 206 investigation concerning why the CAISO’s markets have failed to procure sufficient generation to meet reliability needs. [read post]
SEC Charges Madoff Employee With Creating Fake Trades. We knew he could not have done it on his own.
22 Nov 2011, 11:21 am
The SECandrsquo;s complaint against Kugel alleges that by engaging in this conduct, Kugel violated and aided and abetted violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder; aided and abetted violations of Sections 204, 206(1) and 206(2) of the Investment Advisers Act of 1940 and Rule 204-2 thereunder, and Sections 15(c) and 17(a) of the Exchange Act and Rules 10b-3 and 17a-3 thereunder. [read post]
21 Jun 2023, 11:54 am
By failing to adequately disclose that a significant portion of PGP’s distributions came from paired interest rate swaps, PIMCO reportedly violated Section 34(b) of the Investment Company Act and Section 206(4) of the Advisers Act and Rule 206(4)-8 thereunder. [read post]
10 Jan 2023, 5:25 pm
Section 206(1) of the Criminal Code contains a number of illegal lottery offences that must be avoided to legally run a contest in Canada. [read post]
7 Aug 2017, 9:10 pm
The 206 confirmed infections have been reported from 27 states, most of which have reported relatively few cases, CDC reported. [read post]
4 Oct 2019, 1:28 pm
” Senator Skinner added, “Signing SB 206 makes California the first state to restore to student athletes a right everyone else has: the right to earn money from their name, image, and likeness. [read post]
20 Mar 2012, 11:48 am
Albukerk and EB Financial settled with the Commission without admitting or denying the allegations, and consented to an order finding violations Section 17(a)(2) of the Securities Act and Section 206(4) of the Investment Advisers Act (as well as and Rule 206(4)-8 thereunder). [read post]
15 May 2012, 8:36 am
Rose, supra, 206 N.J. at 160. [read post]
20 Sep 2021, 4:06 pm
Commissioner Danly noted that he would also initiate a further Section 206 investigation concerning why the CAISO’s markets have failed to procure sufficient generation to meet reliability needs. [read post]
13 Sep 2016, 5:43 am
After the defendant was arrested and taken to the police station, he was given an inventory form (presumably AOC-CR-206) with the officer’s handwritten notes attached. [read post]
5 Mar 2013, 8:00 pm
Apelou, mas o Tribunal de Justiça do Rio Grande do Sul (TJRS) manteve o entendimento de que a hipótese era regida pelo artigo 206, parágrafo 3º, V, do Código Civil. [read post]
