Posts tagged with: "206"
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25 Jun 2014, 12:57 pm
Coincidentally, the existence or appearance of quid pro quo corruption is precisely the standard the SEC has gone out of its way to assert is NOT required to allege a Rule 206(4)-5 violation. [read post]
23 Jun 2014, 9:59 pm
Comm’r,49 T.C. 200, 206-07 (1967), aff’d, 410 F.2d 302 (6th Cir. 1969). [read post]
23 Jun 2014, 10:44 am
NLRB, 206 F.3d 1183, 1189 (D.C. [read post]
23 Jun 2014, 8:42 am
<> Report Reveals Companies That Dumped 206 Pounds of Toxic Chemicals Into Our Waterways - Environment America's report also reveals the top 10 states for toxic dumping. . . [read post]
23 Jun 2014, 5:32 am
Therefore the cap under Rule 206(4)-5 was $350. [read post]
17 Jun 2014, 11:17 am
The principal trade requires consent of the client under SEC Rule 206(3)-2. [read post]
17 Jun 2014, 9:26 am
The order finds that Weir caused Paradigm’s violations of Section 206(3) of the Advisers Act. [read post]
16 Jun 2014, 6:02 am
Visit www.wagovconf.org for registration forms or call 206-281-3842 or 1-888‑451-2004 (TDD users: 360-902-5797). [read post]
10 Jun 2014, 11:06 am
During D-Day celebrations in Paris last week, Queen Elizabeth, now 88, visited the 206-year-old Flower Market on Ile de la Cité, the island in the Seine recognized as the historical center of Paris. [read post]
8 Jun 2014, 10:55 pm
My email is kevin@lexblog.com and cell, 206 321 3627. [read post]
4 Jun 2014, 6:36 am
(Pix (c) Larry Catá Backer 2014)Venkatesh Nayak, Programme Coordinator, Access to Information Programme, Commonwealth Human Rights Initiative in New Delhi, has requested the circulation of the following essay, entitled "Promulgating Ordinances – Public Scrutiny and Judicial Review. [read post]
3 Jun 2014, 5:56 pm
Total posts on the LexBlog Network today: 206. [read post]
31 May 2014, 10:33 am
If you have additional questions please contact Seattle bankruptcy attorneys at 206-682-7975 [read post]
29 May 2014, 10:37 am
If you have any questions this development, please contact: Tim O'Connell at (206) 386-7562 or tjoconnell@stoel.com Alyson Palmer at (206) 386-7619 or alpalmer@stoel.com [read post]
27 May 2014, 5:33 pm
Total posts on the LexBlog Network today: 206. [read post]
27 May 2014, 1:54 pm
You may recall that before the relatively recent Mayer Brown no-action letter, hedge fund managers were being advised that they could hire third party marketers that were not registered as broker dealers through “solicitation agreements” pursuant to Rule 206(4)-3 under the Investment Advisers Act of 1940. [read post]
27 May 2014, 8:33 am
In my view, it’s not that the fees are illegal or “fraudulent, manipulative or deceptive” under Section 206. [read post]
26 May 2014, 5:02 am
The trial judge agreed and allowed the SCR 206(a)(1) depositions to proceed. [read post]
22 May 2014, 8:31 am
Fink (1928) 206 Cal. 143, 146.) [read post]
21 May 2014, 2:50 pm
Considering that the company’s website listed 206 different products on the day the FCC’s warning came out, the response could definitely become a burden. [read post]
