Posts tagged with: "206"
Results 2861 - 2880
of 4,968
Sort by Relevance
|
Sort by Date
8 Aug 2013, 3:30 am
Ann. 5/13-206 provides: Ten year limitation. [read post]
7 Aug 2013, 6:30 am
The complaints charged Falcone and Harbinger Capital with violating Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5, and Sections 206(1), 206(2), 206(4) and 206(4)-8 of the Advisers Act. [read post]
6 Aug 2013, 10:23 am
Community Publishing division's blood-letting nears 300 workers pink-slipped, the Gannett Blog (Gannettblog.blogspot.com) reported today.Seventeen of the Journal News employees terminated worked in the newsroom, reducing the daily's total workforce to 206. [read post]
5 Aug 2013, 12:04 pm
If you have any problems with registration or questions, please call Chris Brown at (206) 676-7090 or email (info@nwhfs.com). [read post]
5 Aug 2013, 5:00 am
It has sometimes been tricky for private funds to comply with Rule 206(4)-2. [read post]
29 Jul 2013, 4:23 pm
Give me a call at 206-285-1743 if you would like to talk and I would be more than happy to answer any questions you may have. [read post]
26 Jul 2013, 11:31 pm
As part as Symmes Law Group’s partnership with Dave Ramsey, anyone who schedules a FREE in office bankruptcy consultation by calling 206-682-7975 or e-mailing info@symmeslaw.com will receive a copy of Dave Ramsey’s new book “Starting Over” which outlines what debtors can expect after they have filed for bankruptcy. [read post]
22 Jul 2013, 8:05 am
Kneeland, 20 Pick. 206 (1838)(never overturned - never again enforced).John Boehner is leading the charge on dishonesty when he claims that in repealing laws he is seeking to fulfill the role of Congress. [read post]
15 Jul 2013, 10:29 pm
Section 16 of the FAA provides an appeal may be taken from an order "denying an application under section 206 of this title to compel arbitration." 9 U.S.C.A. [read post]
15 Jul 2013, 10:29 pm
Section 16 of the FAA provides an appeal may be taken from an order "denying an application under section 206 of this title to compel arbitration." 9 U.S.C.A. [read post]
15 Jul 2013, 6:00 am
One interesting carve-out by the judge was an exclusion of Lucia’s slideshows from the definition of written communications under Rule 206(4)-1(b). [read post]
10 Jul 2013, 7:43 am
Ann. 42-4-206 was expansive and reached any type of non-probate survivorship interest). [read post]
10 Jul 2013, 3:49 am
On October 18, 2011, during a routine branch audit, Kovack Securities discovered that since 206, Bussanich had been working for and was compensated by his father's physical therapy business – a fact that Bussan... [read post]
7 Jul 2013, 9:01 pm
The child will spend 206 overnights with the father compared to 159 with the mother. [read post]
5 Jul 2013, 4:05 am
Under the settlement, some 206 victims (and in some cases their parents) will share $13 million. [read post]
4 Jul 2013, 6:58 am
33-year-old Jason Michael Warfield of Sparta was recently charged in connection with the June 21 armed robbery of an Admiral gas station located at 206 S. [read post]
3 Jul 2013, 2:55 pm
One such pitfall involves Rule 206(4)-3 of the Investment Advisers Act of 1940, known as the “cash solicitation rule,” which, among other rules, requires that clients must receive written notice of any referral fees paid to marketers. [read post]
1 Jul 2013, 3:00 am
., 206 W.Va 506 (1999); Corder v. [read post]
24 Jun 2013, 4:03 pm
For compliance personnel, remember, you have personal liability under Rule 206(4)-7 under the Investment Advisers Act of 1940 for the proper administration of the firm’s compliance policies and procedures. [read post]
20 Jun 2013, 5:00 am
That would currently be a violation of SEC Rule 206(4)-5. [read post]
