Posts tagged with: "206" Results 3201 - 3220 of 4,968
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11 Nov 2011, 1:20 am by Hedge Fund Lawyer
The SEC asserted causes of action under Section 17(a) of the Securities Act (fraudulent interstate transactions), Section 10(b) of the Exchange Act and related rules (prohibiting the use of manipulative and deceptive devices); Section 206(4) of the Advisers Act (prohibiting act, practice or course of business that is fraudulent, deceptive or manipulative), and for equitable relief. [read post]
30 Jul 2012, 3:40 pm by WIMS
No. 107-347, § 206(d)(2), 116 Stat. 2899, 2916 (2002) (emphasis added). [read post]
27 Aug 2012, 7:20 am by J. Bradford Currier
 According to the SEC’s analysis, companies face initial compliance costs of $3 billion to $4 billion, and ongoing compliance costs ranging from $206 million to $609 million. [read post]
9 Dec 2022, 6:34 am
Llewellyn, Fenwick & West LLP, on Saturday, December 3, 2022 Tags: Biotech companies, Compliance & ethics, ESG, Esg governance, ESG Performance, SASB SEC Proposes New Rule to Require Investment Advisers to Conduct Additional Oversight of Service Providers Posted by James Anderson, Anne Choe, Rita Molesworth, Willkie Farr & Gallagher LLP, on Sunday, December 4, 2022 Tags: Cybersecurity, Investment advisers, Investment Advisers Act, Rule 206, SEC, SEC enforcement ESG and… [read post]
20 May 2012, 11:47 pm by Patrick Wautelet
This distinctive feature of the Greek bonds which were eligible for the swap (for a total amount of EUR 206 billion), will indeed disappear. [read post]
5 Feb 2010, 7:17 am
is the petition entered by the Wildearth Guardians to list 206 species as endangered. [read post]
22 Dec 2011, 7:27 am by Juana Vasella
In der Medienmitteilung Nr. 206/2011 des BGH heisst es dazu: Der Grundsatz, dass „die Gedanken frei“ und dem staatlichen Zugriff nicht zugänglich sind, beschränkt sich nicht allein auf innere Denkvorgänge, sondern erfasst auch ein in – unbewussten oder bewussten, unwillkürlich oder willkürlich geführten – Selbstgesprächen formuliertes Aussprechen von Gedanken, bei welchem sich die Person als „allein mit sich selbst“… [read post]
13 Oct 2021, 7:20 pm by Blair & Kim, PLLC
  Call Blair & Kim, PLLC, at (206) 622-6562 to schedule your consultation. [read post]
29 May 2019, 11:46 am by Blair & Kim, PLLC
  Call Blair & Kim, PLLC at (206) 622-6562 to discuss your case. [read post]
5 Jan 2024, 2:20 pm by Paul Premack
Visit our website at www.Premack.com to read the archive of articles or to make an appointment or call us at 210-826-1122 (Texas) or 206-905-1122 (Washington). [read post]
24 Feb 2021, 8:03 am by Searcy Law
They include: Cervical dislocation Ligament, muscle, and tendon tears and sprains Neck fractures Whiplash Herniated neck discs Broken Bones There are 206 bones in your body, some more sturdy, like your femur, and others much more delicate, like the clavicle. [read post]
7 Nov 2022, 4:13 pm by Richard Symmes
If you need help deciding whether bankruptcy is a good idea and what assets are protected in bankruptcy, give Symmes Law Group a call at 206-682-7975 or contact us to get the counsel you need. [read post]
27 Sep 2021, 8:19 pm by Blair & Kim, PLLC
  Call the offices of Blair & Kim, PLLC, at (206) 622-6562 to schedule a consultation. [read post]