Posts tagged with: "206"
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6 Dec 2011, 9:02 am
Earlier, I mentioned ERISA Section 206(d) that acts as the "anti-cutback" rule for some benefit plans. [read post]
5 Dec 2011, 1:06 pm
For more information and a FREE CONSULTATION, contact me at (206)285-1743. [read post]
5 Dec 2011, 9:56 am
For more information and a free consultation, call me at Premier Law Group at (206)285-1743. [read post]
2 Dec 2011, 2:48 pm
Ron Allen, Chairman of the Jamestown S'Klallam Tribe and chairman of the Washington Indian Gaming Commission, appears as a guest columnist in today's Seattle Times addressing some common misperceptions about tribal gaming. [read post]
2 Dec 2011, 12:53 pm
For more information and a FREE CONSULTATION, contact me at Premier Law Group today at (206)285-1743. [read post]
2 Dec 2011, 9:30 am
For more information and a FREE CONSULTATION, contact me at (206)285-1743. [read post]
2 Dec 2011, 6:56 am
In other words, Section 206(d)(1) does not prevent pension plan assets from being used to satisfy a judicial judgment against the plan itself. [read post]
1 Dec 2011, 12:21 pm
For more information and a FREE CONSULTATION, contact me at (206)285-1743. [read post]
1 Dec 2011, 10:48 am
If you have any questions about the renewal process or the Subscriber Program, please contact Rick Stroup, Patron Access Services Librarian, by phone (206) 296-0940 or by email rick.stroup@kingcounty.gov. [read post]
1 Dec 2011, 6:00 am
In two of the cases, the firms had been previously warned about compliance deficiencies.The SEC Press Release states that "Under Rule 206(4)-7 of the Investment Advisers Act, which is known as the “Compliance Rule,” registered investment advisers are required to adopt and implement written policies and procedures that are reasonably designed to prevent, detect, and correct securities law violations. [read post]
30 Nov 2011, 2:11 pm
Confira, abaixo, o resumo dos julgamentos previstos para a sessão plenária desta quinta-feira (1º), no STF, a partir das 14h. [read post]
30 Nov 2011, 5:21 am
Morgan Stanley willfully violated Section 206(2) of the Investment Advisers Act by representing and providing information to the Fund’s Board that AMMB was providing advisory services for the benefit of the Fund, which it was not. [read post]
30 Nov 2011, 2:00 am
The following is our monthly featured post from Terry Nelson, Peter Fetzer and Michael Primo of Foley & Lardner filling you in on the latest developments in the world of investment management. [read post]
30 Nov 2011, 1:59 am
California's Salinas Valley -- America's salad bowl -- is making a comeback as "the ultra center of safe food production" after going through a troubling E. coli outbreak five years ago that was traced to fresh bagged spinach.The anniversary is being marked by a series of reports by the California HealthCare Foundation Center for Health Reporting in partnership with news organizations in the state, including the San Jose Mercury News.California's leafy green industry… [read post]
Washington State Patrol Sergeant Claims Discrimination | Bellevue Employment Discrimination Attorney
29 Nov 2011, 9:43 am
For more information and a FREE CONSULTATION, contact me at (206)285-1743. [read post]
29 Nov 2011, 9:03 am
Beynon, were found to be in violation of the “Compliance Rule” under Rule 206(4)-7 of the Investment Advisers Act and were separately ordered to pay penalty fees and institute a series of corrective measures to settle the SEC charges. [read post]
29 Nov 2011, 5:44 am
Beynon SEC Penalizes Investment Advisers for Compliance Failures – SEC Press Release Rule 206(4)-7 — Compliance Procedures and Practices [read post]
28 Nov 2011, 9:57 am
For more information and a FREE CONSULTATION, call me at Premier Law Group at (206)285-1743. [read post]
27 Nov 2011, 3:36 pm
Super. 199, 206-07 (App. [read post]
26 Nov 2011, 12:01 am
If you need a dedicated Seattle Area tax attorney and live in Seattle, Tacoma, Bellevue, Kent, Auburn, Federal Way, Mercer Island, Redmond, Everett, or Kirkland, Give Insight Law a Call Today For a Free Consultation (206)397-4780. [read post]
